Eric Collazo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Collazo was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1995. Eric had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 27, Series 4, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2013 - April 21, 2014
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
April 1, 2010 - March 11, 2013
LAZARD ASSET MANAGEMENT SECURITIES LLC
December 15, 2006 - April 8, 2010
CITIGROUP GLOBAL MARKETS INC.
June 23, 2005 - September 11, 2006
J.P. MORGAN SECURITIES LLC
February 11, 2004 - June 17, 2005
TD AMERITRADE, INC.
April 28, 1999 - February 12, 2004
OSAIC WEALTH, INC.
November 20, 1996 - April 23, 1999
NEBRASKA HUDSON COMPANY, INC.
May 28, 1996 - September 3, 1996
NATIONAL CLEARING CORP.
January 24, 1996 - April 23, 1996
CHARLES SCHWAB & CO., INC.
July 14, 1995 - August 2, 1995
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD#: 143809 / SEC#: , 8-67608
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
