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ED

Eli Dinov

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CRD#: 2633778
ED

Professional summary

Eli Dinov was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Eli is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Eli had worked at 10 firms, which includes DELTA ASSET MANAGEMENT COMPANY LLC, DONALD & CO. SECURITIES INC., LADENBURG CAPITAL MANAGEMENT INC., R.M. STARK & CO. INC., EMMETT A LARKIN COMPANY INC., ACUMENT SECURITIES INC., PRIME CHARTER LTD., BISHOP ALLEN INC., DUKE & CO. INC., CONTINENTAL BROKER-DEALER CORP..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elie Dinov | Iela Dinov

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 13, 2001 - August 10, 2001

DELTA ASSET MANAGEMENT COMPANY, LLC

BD
CRD#: 39923
MINEOLA, NY
Past

December 10, 1998 - October 27, 1999

DONALD & CO. SECURITIES INC.

BD
CRD#: 7776
TINTON FALLS, NJ
Past

November 9, 1998 - December 9, 1998

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY
Past

September 17, 1998 - November 12, 1998

R.M. STARK & CO., INC.

BD
CRD#: 7612
LAKE WORTH BEACH, FL
Past

September 23, 1997 - December 31, 1997

EMMETT A LARKIN COMPANY, INC.

BD
CRD#: 6625
SAN FRANCISCO, CA
Past

July 25, 1997 - September 26, 1997

ACUMENT SECURITIES, INC.

BD
CRD#: 7661
SAN FRANCISCO, CA
Past

November 1, 1996 - February 11, 1997

PRIME CHARTER LTD.

BD
CRD#: 25668
NEW YORK, NY
Past

October 30, 1995 - November 5, 1996

BISHOP, ALLEN, INC.

BD
CRD#: 2060
NEW YORK, NY
Past

October 13, 1995 - October 27, 1995

DUKE & CO., INC.

BD
CRD#: 8035
NEW YORK, NY
Past

July 24, 1995 - September 6, 1995

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/7/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/1995
General Securities Representative Examination

Current Firm

DA
DELTA ASSET MANAGEMENT COMPANY, LLC
DELTA ASSET MANAGEMENT COMPANY, LLC

CRD#: 39923 / SEC#: , 8-48888

BD
Cancelled by SEC on 12/01/2010
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Contact information

Main Address
Mailing Address
Phone number
Established
South Carolina since 11/29/1995
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
NORMAN GOLDSTEIN & ASSOCIATESSHAREHOLDER
DELTA CAPITAL HOLDING CORPSHAREHOLDER
DONNADIO, ANTHONYVP1530615
GOLDSTEIN, ADAM ROBERTCHIEF COMPLIANCE OFFICER2647994
GOLDSTEIN, ADAM ROBERTPRESIDENT2647994
LUBITZ, JACKFINOP1566639
MCCARTER, ROBERT EARLEVP/SROP/CROP1438793

Disclosures

Regulatory Event6
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

DELTA ASSET MANAGEMENT COMPANY, LLC

CRD#: 39923

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