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Eli Dinov

CRD# 2633778·Registered 1995 - 2001
Barred: Eli Dinov was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Eli Dinov, who also goes by Elie Dinov, Iela Dinov, was a registered financial advisor. Eli was a previously registered financial professional and started their career in finance 1995 - 2001. Eli had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Elie Dinov, Iela Dinov

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

DELTA ASSET MANAGEMENT COMPANY, LLC·CRD# 39923
BD
Mineola, NY
July 13, 2001 - August 10, 2001
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
December 10, 1998 - October 27, 1999
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
November 9, 1998 - December 9, 1998
R.M. STARK & CO., INC.·CRD# 7612
BD
Lake Worth Beach, FL
September 17, 1998 - November 12, 1998
EMMETT A LARKIN COMPANY, INC.·CRD# 6625
BD
San Francisco, CA
September 23, 1997 - December 31, 1997
ACUMENT SECURITIES, INC.·CRD# 7661
BD
San Francisco, CA
July 25, 1997 - September 26, 1997
PRIME CHARTER LTD.·CRD# 25668
BD
New York, NY
November 1, 1996 - February 11, 1997
BISHOP, ALLEN, INC.·CRD# 2060
BD
New York, NY
October 30, 1995 - November 5, 1996
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
October 13, 1995 - October 27, 1995
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
July 24, 1995 - September 6, 1995

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Current Firm

DA
DELTA ASSET MANAGEMENT COMPANY, LLC

DELTA ASSET MANAGEMENT COMPANY, LLC

CRD#: 39923 / SEC#: 8-48888
BD
Cancelled by SEC on 12/01/2010

Contact Information

Established

South Carolina since 11/29/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NORMAN GOLDSTEIN & ASSOCIATESSHAREHOLDER—
DELTA CAPITAL HOLDING CORPSHAREHOLDER—
DONNADIO, ANTHONYVP1530615
GOLDSTEIN, ADAM ROBERTCHIEF COMPLIANCE OFFICER2647994
GOLDSTEIN, ADAM ROBERTPRESIDENT2647994
LUBITZ, JACKFINOP1566639
MCCARTER, ROBERT EARLEVP/SROP/CROP1438793

Disclosures

Regulatory Event

6

Arbitration

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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