BF
Bryan K. Fiore
UHLER VERTICH WHITE ADVISORS
Fort Myers, FL 33919-1068
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CRD#: 2633690
BF
Professional summary
Bryan Keefe Fiore, who also goes by Bryan K Fiore, Bryan Fiore, is a registered financial advisor currently at UHLER VERTICH WHITE ADVISORS located in Fort Myers, Florida and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Fort Myers, Florida.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Bryan has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan K Fiore | Bryan Fiore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Lee County Strikers Youth Soccer Club Address: 10750 Kelly Rd, Fort Myers, FL, 33908, United States Activity Type: Non profit Position/Title: Other Investment Related: No Start Date: 05/01/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Coach / Lead a youth soccer team, competitive travel expected. I will receive $599 for the year 2023. I will be reimbursed for my travel and hotel expenses on trips or will have it paid for as it occurs.
CRS (Client Relationship Summary) - RIA
Click below to view Bryan Keefe Fiore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2022 - Present
UHLER VERTICH WHITE ADVISORS
Office #1: 1510 Royal Palm Square Boulevard Suite 103, Fort Myers, FL 33919-1068RIA
CRD#: 130716
Fort Myers, FL
Current
November 1, 2021 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 1510 Royal Palm Sq. Blvd. Suite 103, Fort Myers, FL 33919BD
CRD#: 6694
Fort Myers, FL
Past
December 11, 2019 - October 26, 2021
ANNEX WEALTH MANAGEMENT, LLC
RIA
CRD#: 127987
Naples, FL
Past
February 28, 2018 - November 6, 2019
TD AMERITRADE, INC.
RIA
CRD#: 7870
FT. MYERS, FL
Past
February 26, 2018 - November 6, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
FT. MYERS, FL
Past
February 26, 2018 - November 6, 2019
TD AMERITRADE, INC.
BD
CRD#: 7870
FT. MYERS, FL
Past
February 27, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
Ft. Myers, FL
Past
October 17, 1996 - February 26, 2018
SCOTTRADE, INC.
BD
CRD#: 8206
FT. MYERS, FL
Past
July 7, 1995 - October 3, 1996
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UV
UHLER VERTICH WHITE ADVISORS
UHLER AND VERTICH FINANCIAL PLANNERS | UHLER VERTICH WHITE ADVISORS, LLC | UHLER VERTICH WHITE ADVISORS | UHLER AND VERTICH FINANCIAL PLANNERS, LLC | UHLER AND VERTICH FINANCIAL PLANNERS, L.L.P.
CRD#: 130716 / SEC#: 801-62896
RIA
Registered Investment Advisory firm - (3/12/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2023)
RR
Arizona(1/3/2022)
RR
Arkansas(1/3/2022)
RR
California(11/1/2021)
RR
Colorado(1/3/2022)
RR
Connecticut(1/3/2022)
RR
Florida(11/1/2021)
IAR
Florida(2/18/2022)
RR
Georgia(1/3/2022)
RR
Illinois(1/3/2022)
RR
Indiana(1/3/2022)
RR
Iowa(1/3/2022)
RR
Kentucky(1/3/2022)
RR
Louisiana(8/4/2022)
RR
Maine(6/22/2022)
RR
Maryland(1/3/2022)
RR
Massachusetts(1/3/2022)
RR
Michigan(1/3/2022)
RR
Minnesota(1/3/2022)
RR
Missouri(1/3/2022)
RR
Montana(1/3/2022)
RR
New Jersey(1/3/2022)
RR
New Mexico(1/3/2022)
RR
New York(1/3/2022)
RR
North Carolina(1/3/2022)
RR
Ohio(1/3/2022)
RR
Oklahoma(8/4/2022)
RR
Pennsylvania(1/3/2022)
RR
South Carolina(1/3/2022)
RR
South Dakota(1/3/2022)
RR
Tennessee(1/3/2022)
RR
Texas(1/3/2022)
IAR
Texas(1/13/2022)
RR
Vermont(2/28/2023)
RR
Virginia(1/3/2022)
RR
Washington(1/3/2022)
RR
Wisconsin(1/3/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UV
UHLER VERTICH WHITE ADVISORS
UHLER AND VERTICH FINANCIAL PLANNERS | UHLER VERTICH WHITE ADVISORS, LLC | UHLER VERTICH WHITE ADVISORS | UHLER AND VERTICH FINANCIAL PLANNERS, LLC | UHLER AND VERTICH FINANCIAL PLANNERS, L.L.P.
CRD#: 130716 / SEC#: 801-62896
RIA
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Contact information
Main Address
1510 Royal Palm Square Boulevard Suite 103, Fort Myers, FL 33919-1068
Mailing Address
Phone number
(239) 936-6300
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 971 |
| AUM (Assets Under Management) | $ 466,827,500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UHLER VERTICH WHITE ADVISORS
CRD#: 130716Fort Myers, FL 33919-1068TRUST BUT VERIFY
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Contact information
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