Thomas F. Hanly

TWO EAGLE INVESTMENTS

Tacoma, WA

Some features on this profile are disabled

CRD#: 2633567

Professional summary

Thomas Frank Hanly IV, who also goes by Thomas F Hanly, is a registered financial advisor currently at TWO EAGLE INVESTMENTS located in Tacoma, Washington.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Thomas has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas F Hanly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cascadia Capital Holdings LLC and its affiliated entities Cascadia Capital, LLC, CCHLP, LP, CCHGP, LLC and CCHCB, INC are involved in investment banking activites in the United States

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Frank Hanly IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2011 - Present

TWO EAGLE INVESTMENTS

RIA

CRD#: 157921

Tacoma, WA

Past

December 22, 2000 - October 23, 2008

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

TACOMA, WA

Past

May 9, 1997 - December 21, 2000

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

CRD#: 37550

TACOMA, WA

Past

August 10, 1995 - January 13, 1997

JPMSI

CRD#: 15733

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/9/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/9/1995

General Securities Representative Examination

Current Firm

TWO EAGLE INVESTMENTS

HANLY, IV, THOMAS FRANK | TWO EAGLE RANCH, LLC | TWO EAGLE INVESTMENTS

CRD#: 157921 / SEC#:

Washington

Registered Investment Advisory firm - (6/9/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Tacoma, WA

Mailing Address

Phone number

(253) 380-1535

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas F. Hanly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Frank Hanly IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWO EAGLE INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

JPMSI

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/2011

Series 63

Date: 5/20/1997

Series 7

Date: 8/9/1995

Current Firm

TWO EAGLE INVESTMENTS

Contact information

Documents

Red Flags

Company Information

TWO EAGLE INVESTMENTS

TRUST BUT VERIFY

Similar Advisors