Scott D. Schubert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Schubert was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1995. Scott had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2017 - January 15, 2019
ROSENBLATT SECURITIES INC.
September 24, 2012 - November 14, 2017
INTELLIGENT EDGE SECURITIES, LLC
July 19, 2007 - December 17, 2008
JEFFERIES LLC
March 21, 2000 - July 20, 2007
NATIONAL BANK OF CANADA FINANCIAL INC.
October 8, 1998 - March 10, 2000
CITIGROUP GLOBAL MARKETS INC.
July 18, 1995 - October 8, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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