Patrick A. Guentner

LEGACY INVESTMENT ADVISORS LLC

Wyandotte, MI 48192

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CRD#: 2633545

Professional summary

Patrick Allen Guentner is a registered financial advisor currently at LEGACY INVESTMENT ADVISORS LLC located in Wyandotte, Michigan.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Patrick has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)FINRA; ARBITRATOR/EXPERT WITNESS; START DATE:1/1/2001. 2)SIG REAL ESATE, LLC; MANAGING MEMBER; REAL ESTATE; START DATE:5/7/2009. 3.) ONE MORE TRAINING GEAR, LLC. RETAIL STORE OWNER 8 HOURS PER MONTH 01/01/2014 4.) PKM HOLDINGS, LLC. REAL ESTATE (RENTAL) PARTNER 8 HOURS PER MONTH 01/01/2015 5.) AGE OF GLOBESITY LLC; MEMBER; SALES; START DATE 01/01/2013; 4 HOURS PER MONTH. 6.)GUENTNER, BARBEE, & ASSOCIATES, PLLC; LEGAL. PARTNER. START DATE:1/1/2008. I am a practicing attorney with Guentner, Barbee & Assoc. PLLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Allen Guentner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2022 - Present

LEGACY INVESTMENT ADVISORS LLC

Office #1: 140 Elm, Wyandotte, MI 48192

RIA

CRD#: 317847

Wyandotte, MI

Past

July 2, 2012 - March 28, 2013

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

WYANDOTTE, MI

Past

May 2, 2012 - March 24, 2022

WORLDWIDE CAPITAL ADVISORS, LLC

RIA

CRD#: 159924

WYANDOTTE, MI

Past

June 24, 2010 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

WYANDOTTE, MI

Past

February 9, 2007 - May 18, 2016

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

WYANDOTTE, MI

Past

January 13, 2000 - February 14, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WYANDOTTE, MI

Past

September 5, 1995 - January 14, 2000

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/14/2022)

IAR

Michigan
(3/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/18/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/21/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 7/14/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/1/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 11/21/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

LEGACY INVESTMENT ADVISORS LLC

CRD#: 317847 / SEC#:

Florida

Registered Investment Advisory firm - (6/14/2022 Approved)

Michigan

Registered Investment Advisory firm - (2/2/2022 Approved)

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Contact information

Main Address

140 Elm, Wyandotte, MI 48192

Mailing Address

Phone number

(734) 284-5494

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	530
AUM (Assets Under Management)	$ 63,850,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick A. Guentner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Allen Guentner's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

WORLDWIDE CAPITAL ADVISORS, LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MORGAN STANLEY DW INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2001

Series 63

Date: 9/14/1995

SIE

Date: 5/18/2016

Series 3

Date: 7/21/2005

Series 31

Date: 7/14/2000

Series 7

Date: 9/1/1995

Series 24

Date: 1/5/2006

Series 8

Date: 11/21/1996

Current Firm

LEGACY INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEGACY INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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