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RS

Robert C. Sack

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CRD#: 2633481
RS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Christopher Sack, who also goes by Robert C Sack, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 99, Series 6 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Robert C Sack

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 8, 2017 - August 9, 2024

SIG BROKERAGE, LP

BD
CRD#: 100400
NEW YORK, NY
Past

March 7, 2017 - August 9, 2024

GLOBAL EXECUTION BROKERS, LP

BD
CRD#: 126407
BALA CYNWYD, PA
Past

September 29, 2014 - August 9, 2024

G1 EXECUTION SERVICES, LLC

BD
CRD#: 111528
bala cynwyd, PA
Past

March 20, 2013 - August 9, 2024

SUSQUEHANNA SECURITIES, LLC

BD
CRD#: 35874
BALA CYNWYD, PA
Past

March 20, 2013 - August 9, 2024

SUSQUEHANNA INVESTMENT GROUP

BD
CRD#: 33875
BALA CYNWYD, PA
Past

March 20, 2013 - August 9, 2024

SAL EQUITY TRADING, GP

BD
CRD#: 29337
BALA CYNWYD, PA
Past

August 22, 2012 - August 9, 2024

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA
Past

July 17, 1995 - January 18, 1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

July 17, 1995 - January 18, 1996

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/17/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99
Date: 8/21/2012
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SB
SIG BROKERAGE, LP
SIG BROKERAGE, LP | SUSQUEHANNA BROKERAGE, L.P.

CRD#: 100400 / SEC#: , 8-52028

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
30 Hudson Yards 16th Floor, New York, NY 10001
Mailing Address
401 City Lane Ave, Bala Cynwyd, PA 19004
Phone number
(610) 617-2600
Established
Delaware since 08/19/1999
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SIG SPECIALISTS HOLDINGS, INC.LIMITED PARTNER
JAMACA, MELISSAFINOP7478107
RONAN, MICHAEL JAMES JRPRESIDENT5824509
RONAN, MICHAEL JAMES JRCHIEF COMPLIANCE OFFICER5824509
SIG BROKERAGE, LLCGENERAL PARTNER
SIMPSON, MICHAEL ROBERTPOO7521292

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SIG BROKERAGE, LP

CRD#: 100400

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