David C. Luck

ADVISOR FINANCIAL SERVICES

Glen Allen, VA 23060

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CRD#: 2633471

Professional summary

David Carl Luck, CFP® is a registered financial advisor currently at ADVISOR FINANCIAL SERVICES, INC. located in Glen Allen, Virginia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Luck & Company CPA PLLC, as a Certified Public Accountant - offering tax and accounting services to individuals and small businesses

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Carl Luck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

February 6, 2018 - Present

ADVISOR FINANCIAL SERVICES, INC.

Office #1: 9307 Brook Road, Glen Allen, VA 23060Office #2: 1 Taconic Pl, Chatham, NY 12037

RIA

CRD#: 118537

Glen Allen, VA

Past

February 12, 1998 - April 30, 1998

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

August 4, 1995 - February 11, 1998

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR FINANCIAL SERVICES, INC.

ADVISOR FINANCIAL & TAX DBA | DAVID C. LUCK, CPA PC | ADVISOR FINANCIAL SERVICES, INC. | ADVISOR FINANCIAL SERVICES INC. | ADVISOR FINANCIAL SERVICES INC

CRD#: 118537 / SEC#: 801-113326

RIA

Registered Investment Advisory firm - (5/29/2018 Approved)

New York

Registered Investment Advisory firm - (2/23/1998 Approved)

Virginia

Registered Investment Advisory firm - (2/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/2/2023)

IAR

Virginia
(2/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/28/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISOR FINANCIAL SERVICES, INC.

ADVISOR FINANCIAL & TAX DBA | DAVID C. LUCK, CPA PC | ADVISOR FINANCIAL SERVICES, INC. | ADVISOR FINANCIAL SERVICES INC. | ADVISOR FINANCIAL SERVICES INC

CRD#: 118537 / SEC#: 801-113326

RIA

Registered Investment Advisory firm - (5/29/2018 Approved)

New York

Registered Investment Advisory firm - (2/23/1998 Approved)

Virginia

Registered Investment Advisory firm - (2/6/2018 Approved)

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Contact information

Main Address

1 Taconic Pl, Chatham, NY 12037

Mailing Address

9307 Brook Rd, Glen Allen, VA 23060

Phone number

(804) 234-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISOR FINANCIAL SERVICES, INC. BROCHURE 6/2025 (6/3/2025)

Regulatory assets under management

Total Number of Accounts	420
AUM (Assets Under Management)	$ 55,958,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Luck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Carl Luck's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISOR FINANCIAL SERVICES, INC.

SECURITIES SERVICE NETWORK, LLC

TRUSTED SECURITIES ADVISORS CORP.

Primary Firm SEC Registration

ADVISOR FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/1996

Series 63

Date: 7/28/1995

Series 6

Date: 7/28/1995

Current Firm

ADVISOR FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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