James M. Weathers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Mccord Weathers, who also goes by Mack Weathers, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1995. James had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2019 - March 11, 2022
SPHERE CAPITAL GROUP, LLC
January 1, 1998 - March 17, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 9, 1997 - January 1, 1998
NATIONSSECURITIES
August 28, 1995 - June 16, 1997
PROGRAM TRADING CORP.
State Registrations and Notice Filings
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Exams
Current Firm
SPHERE CAPITAL GROUP, LLC
CRD#: 300969 / SEC#:
Contact information
Red Flags
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