Peter J. Yannakakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter John Yannakakis, who also goes by Pete Yannakakis, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1995. Peter had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2013 - November 25, 2015
NORTH SOUTH CAPITAL, LLC
January 3, 2012 - May 31, 2013
DIRECT ACCESS PARTNERS LLC
November 13, 2009 - January 6, 2012
LITTLE RIVER CAPITAL, LLC
January 8, 2009 - November 16, 2009
VIEWPOINT SECURITIES, LLC
March 17, 2003 - January 21, 2009
WESTMINSTER SECURITIES CORPORATION
May 2, 2002 - March 10, 2003
B. RILEY WEALTH MANAGEMENT
July 18, 1995 - August 31, 2001
BRIDGE TRADING COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/17/2002
Limited Representative-Equity Trader ExamCurrent Firm
NORTH SOUTH CAPITAL, LLC
CRD#: 148158 / SEC#: , 8-67979
Contact information
FINRA licenses (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 25,887,891 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
