Freddy Amaya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Freddy Amaya was a registered financial professional .
Freddy is a previously registered financial professional and started their career in finance in 1996. Freddy had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2002 - May 24, 2002
RUMSON CAPITAL, LLC
July 16, 2001 - October 8, 2001
STARR SECURITIES, INC.
September 5, 2000 - July 9, 2001
HD BROUS & CO., INC.
February 4, 1998 - October 2, 2000
WEATHERLY SECURITIES CORPORATION
January 20, 1997 - January 20, 1998
PRIME CHARTER LTD.
January 1, 1997 - January 15, 1997
WELLS FARGO CLEARING SERVICES, LLC
July 11, 1996 - October 2, 1996
WEATHERLY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
RUMSON CAPITAL, LLC
CRD#: 33848 / SEC#: , 8-46133
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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