Michael A. Macis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Macis, who also goes by Michael A Macis, Michael Macis, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1996. Michael had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2015 - June 29, 2016
BRIGHT TRADING, LLC
August 30, 2012 - February 27, 2013
SOUTHEAST INVESTMENTS, N.C., INC.
July 22, 2011 - November 18, 2011
INTEGRITY ALLIANCE, LLC.
July 22, 2011 - November 18, 2011
INTEGRITY ALLIANCE, LLC.
September 9, 2008 - August 4, 2011
EAGLE STRATEGIES LLC
July 12, 2007 - August 4, 2011
NYLIFE SECURITIES LLC
June 30, 2006 - September 8, 2006
METROPOLITAN LIFE INSURANCE COMPANY
June 30, 2006 - September 8, 2006
MSI FINANCIAL SERVICES, INC.
August 17, 2004 - April 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 5, 2004 - April 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2002 - August 5, 2002
AUTOMATED TRADING DESK SPECIALISTS, LLC
April 3, 1997 - June 18, 1998
GVR COMPANY
May 21, 1996 - January 9, 1997
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRIGHT TRADING, LLC
CRD#: 34702 / SEC#: , 8-44990
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHT INVESTMENTS, LLC | MANAGING MEMBER | |
| ARLINSKY, KOSTA | TRADER | 5510518 |
| ARLINSKY, STEVE | TRADER | 5510563 |
| JONES, KEN ANDO | TRADER | 5512985 |
| SORGIC, SINISA | TRADER | 5513001 |
| ANDERSON, DIANA ELIZABETH | COMPLIANCE DIRECTOR/ CHIEF COMPLIANCE OFFICER | 4894089 |
| BRIGHT, ROBERT ALVIN | CEO, CFO | 1148394 |
| CHAN, STEPHEN KEI ON | TRADER | 5571223 |
| FRIESEN, ROBIN DALE | PRESIDENT/CHIEF OPERATING OFFICER | 5518030 |
| ROSS, CHRISTINE ANGEL | CFO, FINOP | 5512412 |
| SHILLETTO, ANDREW E MR. | TRADER | 4793136 |
| WALENTINY, CARLO ANNE JOSEPH | TRADER | 5518113 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
