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Michael Anthony Macis

CRD# 2633223·Registered 1996 - 2016
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Anthony Macis, who also goes by Michael A Macis, Michael Macis, was a registered financial advisor. Michael was a previously registered financial advisor and started their career in finance 1996 - 2016. Michael had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael A Macis, Michael Macis

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

BRIGHT TRADING, LLC·CRD# 34702
BD
Henderson, NV
December 14, 2015 - June 29, 2016
SOUTHEAST INVESTMENTS, N.C., INC.·CRD# 43035
BD
Charlotte, NC
August 30, 2012 - February 27, 2013
INTEGRITY ALLIANCE, LLC.·CRD# 139627
RIA
Mokena, IL
July 22, 2011 - November 18, 2011
INTEGRITY ALLIANCE, LLC.·CRD# 139627
BD
Mokena, IL
July 22, 2011 - November 18, 2011
EAGLE STRATEGIES LLC·CRD# 110826
RIA
Mokena, IL
September 9, 2008 - August 4, 2011
NYLIFE SECURITIES LLC·CRD# 5167
BD
Mokena, IL
July 12, 2007 - August 4, 2011
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
Orland Park, IL
June 30, 2006 - September 8, 2006
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Orland Park, IL
June 30, 2006 - September 8, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Orland Park, IL
August 17, 2004 - April 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 5, 2004 - April 20, 2005
AUTOMATED TRADING DESK SPECIALISTS, LLC·CRD# 114026
BD
Chicago, IL
February 1, 2002 - August 5, 2002
GVR COMPANY·CRD# 31172
BD
Chicago, IL
April 3, 1997 - June 18, 1998
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
May 21, 1996 - January 9, 1997

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Current Firm

BT
BRIGHT TRADING, LLC

BRIGHT TRADING, INC. | BRIGHT TRADING, LLC

CRD#: 34702 / SEC#: 8-44990
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

10521 Jeffreys Street, Suite 121, Henderson, NV 89052

Mailing Address

6061 Topaz Street, Las Vegas, NV 89120

Phone Number

(702) 739-1393

Established

Nevada since 07/31/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BRIGHT INVESTMENTS, LLCMANAGING MEMBER—
ARLINSKY, KOSTATRADER5510518
ARLINSKY, STEVETRADER5510563
JONES, KEN ANDOTRADER5512985
SORGIC, SINISATRADER5513001
ANDERSON, DIANA ELIZABETHCOMPLIANCE DIRECTOR/ CHIEF COMPLIANCE OFFICER4894089
BRIGHT, ROBERT ALVINCEO, CFO1148394
CHAN, STEPHEN KEI ONTRADER5571223
FRIESEN, ROBIN DALEPRESIDENT/CHIEF OPERATING OFFICER5518030
ROSS, CHRISTINE ANGELCFO, FINOP5512412
SHILLETTO, ANDREW E MR.TRADER4793136
WALENTINY, CARLO ANNE JOSEPHTRADER5518113

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2005About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2004About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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