AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MT

Michael Tamborello

CRD# 2633096·Registered 1996 - 2009
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Tamborello, who also goes by George Michael Tamborello, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1996 - 2009. Michael had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Michael Tamborello

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

30 years in the financial services industry

Current & Past Employments

JHS CAPITAL ADVISORS, LLC·CRD# 112097
BD
Tampa, FL
February 2, 2009 - March 6, 2009
EMPIRE FINANCIAL GROUP, INC.·CRD# 28759
BD
Uniondale, NY
October 5, 2005 - February 26, 2007
EKN FINANCIAL SERVICES INC.·CRD# 113525
BD
Melville, NY
February 11, 2002 - September 13, 2005
SOMERSET FINANCIAL GROUP, INC.·CRD# 46507
BD
Princeton, NJ
July 23, 2001 - February 12, 2002
WOLFF INVESTMENT GROUP INCORPORATED·CRD# 21930
BD
New York, NY
March 21, 2001 - August 15, 2001
MILLENNIUM SECURITIES CORP.·CRD# 31695
BD
New York, NY
November 24, 1998 - March 20, 2001
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
June 30, 1998 - October 15, 1998
MORGAN GRANT CAPITAL CORP.·CRD# 28595
BD
Garden City, NY
February 23, 1998 - June 9, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.·CRD# 37447
BD
Mineola, NY
January 14, 1998 - February 14, 1998
PACIFIC CORTEZ SECURITIES INCORPORATED·CRD# 24341
BD
San Diego, CA
August 1, 1997 - December 9, 1997
ALEX MOORE & COMPANY, INC.·CRD# 28062
BD
Melville, NY
April 23, 1997 - May 23, 1997
BISHOP, ALLEN, INC.·CRD# 2060
BD
New York, NY
February 24, 1997 - April 30, 1997
JOSEPH DILLON & COMPANY INC.·CRD# 35220
BD
Great Neck, NY
December 4, 1996 - January 20, 1997
KENSINGTON WELLS INCORPORATED·CRD# 30570
BD
June 17, 1996 - November 22, 1996

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

JC
JHS CAPITAL ADVISORS, LLC

JHS CAPITAL ADVISORS, INC. | POINTE CAPITAL, LLC | POINTE CAPITAL, L.L.C. | POINTE CAPITAL, INC. | POINTE CAPITAL SECURITIES, L.L.C. | JHS CAPITAL ADVISORS, LLC

CRD#: 112097 / SEC#: 801-71238, 8-53232
BD
Terminated by SEC on 10/23/2015

Contact Information

Established

Florida since 11/30/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

JHS CAPITAL PART 2A (3/23/2015)

Direct owners and executive officers

NamePositionCRD#
JHS CAPITAL HOLDINGS, LLCOWNER—
BENDERT, SCOTT JAMESCHIEF EXECUTIVE OFFICER5602806
CARTER, ANA ROUMENOVACFO/FINOP4424794
DUIS, DEBORA JEANNEDIRECTOR OF BRANCH SUPERVISION AND TRAINING2390411
TURNER, WILLIAM RINTERIM CHIEF COMPLIANCE OFFICER859497

Disclosures

Regulatory Event

6

Arbitration

2

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2003About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
MT
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required