Michael Tamborello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Tamborello, who also goes by George Michael Tamborello, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2009 - March 6, 2009
JHS CAPITAL ADVISORS, LLC
October 5, 2005 - February 26, 2007
EMPIRE FINANCIAL GROUP, INC.
February 11, 2002 - September 13, 2005
EKN FINANCIAL SERVICES INC.
July 23, 2001 - February 12, 2002
SOMERSET FINANCIAL GROUP, INC.
March 21, 2001 - August 15, 2001
WOLFF INVESTMENT GROUP INCORPORATED
November 24, 1998 - March 20, 2001
MILLENNIUM SECURITIES CORP.
June 30, 1998 - October 15, 1998
INSTITUTIONAL EQUITY CORPORATION
February 23, 1998 - June 9, 1998
MORGAN GRANT CAPITAL CORP.
January 14, 1998 - February 14, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
August 1, 1997 - December 9, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
April 23, 1997 - May 23, 1997
ALEX MOORE & COMPANY, INC.
February 24, 1997 - April 30, 1997
BISHOP, ALLEN, INC.
December 4, 1996 - January 20, 1997
JOSEPH DILLON & COMPANY INC.
June 17, 1996 - November 22, 1996
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JHS CAPITAL ADVISORS, LLC
CRD#: 112097 / SEC#: 801-71238, 8-53232
Contact information
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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