Eduard Kavalerchik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eduard Kavalerchik, who also goes by Edward Kavalerchik, was a registered financial professional .
Eduard is a previously registered financial professional and started their career in finance in 1998. Eduard had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 1998 - November 20, 2000
KAUFMAN BROS., L.P.
January 29, 1998 - May 19, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KAUFMAN BROS., L.P.
CRD#: 37909 / SEC#: , 8-48183
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLMK CAPITAL MANAGEMENT LLC | LIMITED PARTNER | |
| KAUFMAN, SUSAN GAIL | LIMITED PARTNER | 2620519 |
| KAUFMAN, CRAIG DOUGLAS | HEAD OF CAPITAL MARKETS AND LIMITED PARTNER | 2042355 |
| DURKIN, GERARD ANTHONY | CHIEF FINANCIAL OFFICER AND FINOP PRINCIPAL | 1292336 |
| GURROLA, KENNETH WILLIAM ESQ. | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER AND LIMITED PARTNER | 5657027 |
| KAUFMAN, ROBERT JAY | HEAD OF INVESTMENT BANKING | 2580169 |
| KB MANAGEMENT LLC | GENERAL PARTNER | |
| LORENZO, BENNY | CHAIRMAN, CEO AND DIRECTOR OF RESEARCH | 1888674 |
| ROSS, STUART BERT | LIMITED PARTNER | 2094044 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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