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Christian Scott Alexander

CRD# 2632836·Registered 1995 - 2020
Previously Registered: Being a previously registered professional could mean that Christian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christian Scott Alexander, who also goes by Christian Alexander, was a registered financial advisor. Christian was a previously registered financial professional and started their career in finance 1995 - 2020. Christian had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christian Alexander

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

THE HINA GROUP, INC.·CRD# 128128
BD
San Francisco, CA
April 9, 2018 - September 2, 2020
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
May 14, 2014 - August 23, 2016
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 12, 2013 - January 15, 2014
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
September 1, 1999 - July 24, 2013
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
October 30, 1996 - September 1, 1999
PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671
BD
Jersey City, NJ
November 24, 1995 - October 1, 1996

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Current Firm

TH
THE HINA GROUP, INC.

THE HINA GROUP, INC.

CRD#: 128128 / SEC#: 8-66091
BD
Terminated by SEC on 09/06/2022

Contact Information

Established

California since 03/30/2003

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
THE HINA GROUP HOLDINGSSOLE STOCKHOLDER—
CLOW, ERIC DEMEYCHIEF FINANCIAL OFFICER & FINOP—
ZHANG, MINCEO & CCO4997308

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 1999About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Nov 2003About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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