Christian S. Alexander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Scott Alexander, who also goes by Christian Alexander, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1995. Christian had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2018 - September 2, 2020
THE HINA GROUP, INC.
May 14, 2014 - August 23, 2016
SG AMERICAS SECURITIES, LLC
July 12, 2013 - January 15, 2014
J.P. MORGAN SECURITIES LLC
September 1, 1999 - July 24, 2013
GOLDMAN SACHS & CO. LLC
October 30, 1996 - September 1, 1999
PERSHING LLC
November 24, 1995 - October 1, 1996
PERSHING ADVISOR SOLUTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE HINA GROUP, INC.
CRD#: 128128 / SEC#: , 8-66091
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE HINA GROUP HOLDINGS | SOLE STOCKHOLDER | |
| CLOW, ERIC DEMEY | CHIEF FINANCIAL OFFICER & FINOP | |
| ZHANG, MIN | CEO & CCO | 4997308 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
