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John Marcus Desenberg

CRD# 2632761·Registered 1995 - 2004
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Marcus Desenberg, who also goes by John Desenberg, was a registered financial advisor. John was a previously registered financial advisor and started their career in finance 1995 - 2004. John had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Desenberg

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

SUMMIT CAPITAL PARTNERS, LLC·CRD# 129495
BD
Austin, TX
June 28, 2004 - July 13, 2004
MARINER INVESTMENT GROUP·CRD# 35993
BD
Houston, TX
June 28, 2004 - March 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Houston, TX
August 28, 1995 - December 19, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
August 10, 1995 - December 19, 2003

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Current Firm

SC
SUMMIT CAPITAL PARTNERS, LLC

SUMMIT CAPITAL PARTNERS, LLC | SUMMIT REAL ESTATE INVESTMENTS, LLC

CRD#: 129495 / SEC#: 8-66227
BD
Terminated by SEC on 06/30/2014

Contact Information

Established

South Dakota since 10/21/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BOEKELHEIDE, KERRYPRESIDENT—
ENG, CHRISTOPHER R.SEC./TREAS.—
ENG, CHRISTOPHER RUSSELLCHIEF COMPLIANCE OFFICER4727524
ENG, CHRISTOPHER RUSSELLCHIEF FINANCIAL OFFICER4727524

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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