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Samuel Drayton Haskell

COLARION

MOUNTAIN BROOK, AL

·CRD# 2632749·26 years experience

Professional Summary

Samuel Drayton Haskell is a registered financial advisor currently at COLARION located in Mountain Brook, Alabama. Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Samuel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

COLARION·CRD# 284588

RIA

2914 Cahaba Village Place, Mountain Brook, AL 35243

November 20, 2017 - Present

JHH WEALTH, LLC·CRD# 153924

RIA

Vestavia, AL

December 15, 2021 - December 31, 2023

JHH WEALTH, LLC·CRD# 153924

RIA

Birmingham, AL

January 6, 2017 - September 13, 2017

JHH WEALTH, LLC·CRD# 153924

RIA

Birmingham, AL

July 21, 2016 - December 31, 2016

INTL ADVISORY CONSULTANTS INC.·CRD# 130888

RIA

Birmingham, AL

August 27, 2014 - March 18, 2015

STERNE, AGEE & LEACH, INC.·CRD# 791

BD

Birmingham, AL

July 16, 2002 - March 18, 2015

MORGAN STANLEY & CO. LLC·CRD# 8209

BD

New York, NY

September 26, 2000 - May 29, 2002

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Current Firm

CO

COLARION

CLARION LLC | JHH WEALTH, LLC | JHH WEALTH MANAGEMENT, LLC | HASKELL ADVISORY | GAUTHIER WEALTH MANAGEMENT | COLARION PARTNERS | COLARION LLC | COLARION | CLARION PARTNERS LLC | CLARION PARTNERS

CRD#: 284588 / SEC#: 801-129369

RIA

Registered Investment Advisory firm - SEC (1/31/2024 Approved)

Alabama

Registered Investment Advisory firm - Alabama (5/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2914 Cahaba Village Place, Mountain Brook, AL 35243

Phone Number

(205) 410-9443

# of Employees

3

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COLARION ADV PART 2 (3/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

148

AUM (Assets Under Management)

$188,349,442

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Samuel D. Haskell is currently also a principal of Sipco LLC, a real estate investment firm. Located: AL He spends approximately 10% of his time on this activity. Mr. Haskell further serves on the boards of CommerceOne Bank, a community bank located in Birmingham, AL and Janover, Inc. in Miami, FL. Mr. Haskell has a 49% ownership in jhh wealth, LLC and serves as CIO without additional compensation Located: Greenville, SC He spends approximately 20% of his time on this activity Mr. Haskell is 85% owner of Owner Maintenance LLC as of 9/1/24: 3 hours/week - No compensation but may receive dividends in the future. Not investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CO

COLARION

CLARION LLC | JHH WEALTH, LLC | JHH WEALTH MANAGEMENT, LLC | HASKELL ADVISORY | GAUTHIER WEALTH MANAGEMENT | COLARION PARTNERS | COLARION LLC | COLARION | CLARION PARTNERS LLC | CLARION PARTNERS

CRD#: 284588 / SEC#: 801-129369

RIA

Registered Investment Advisory firm - SEC (1/31/2024 Approved)

Alabama

Registered Investment Advisory firm - Alabama (5/16/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Alabama
(11/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Oct 2003

Series 7 — General Securities Representative Examination

Passed Sep 2000About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Samuel Drayton Haskell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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SH

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