SH
Samuel D. Haskell
COLARION
Birmingham, AL 35203
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CRD#: 2632749
SH
Professional summary
Samuel Drayton Haskell is a registered financial advisor currently at COLARION located in Birmingham, Alabama.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Samuel has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Samuel D. Haskell is currently also a principal of Sipco LLC, a real estate investment firm. Located: AL He spends approximately 10% of his time on this activity. Mr. Haskell further serves on the boards of CommerceOne Bank, a community bank located in Birmingham, AL and Janover, Inc. in Miami, FL. Mr. Haskell has a 49% ownership in jhh wealth, LLC and serves as CIO without additional compensation Located: Greenville, SC He spends approximately 20% of his time on this activity Mr. Haskell is 85% owner of Owner Maintenance LLC as of 9/1/24: 3 hours/week - No compensation but may receive dividends in the future. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Drayton Haskell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2017 - Present
COLARION
Office #1: 50 Richard Arrington Ave N., Birmingham, AL 35203RIA
CRD#: 284588
Birmingham, AL
Past
December 15, 2021 - December 31, 2023
JHH WEALTH, LLC
RIA
CRD#: 153924
Vestavia, AL
Past
January 6, 2017 - September 13, 2017
JHH WEALTH, LLC
RIA
CRD#: 153924
Birmingham, AL
Past
July 21, 2016 - December 31, 2016
JHH WEALTH, LLC
RIA
CRD#: 153924
Birmingham, AL
Past
August 27, 2014 - March 18, 2015
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
BIRMINGHAM, AL
Past
July 16, 2002 - March 18, 2015
STERNE, AGEE & LEACH, INC.
BD
CRD#: 791
BIRMINGHAM, AL
Past
September 26, 2000 - May 29, 2002
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CO
COLARION
CLARION LLC | JHH WEALTH, LLC | JHH WEALTH MANAGEMENT, LLC | HASKELL ADVISORY | GAUTHIER WEALTH MANAGEMENT | COLARION PARTNERS | COLARION LLC | COLARION | CLARION PARTNERS LLC | CLARION PARTNERS
CRD#: 284588 / SEC#: 801-129369
RIA
Registered Investment Advisory firm - (1/31/2024 Approved)Alabama
Registered Investment Advisory firm - (5/16/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(11/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/11/2003
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
CO
COLARION
CLARION LLC | JHH WEALTH, LLC | JHH WEALTH MANAGEMENT, LLC | HASKELL ADVISORY | GAUTHIER WEALTH MANAGEMENT | COLARION PARTNERS | COLARION LLC | COLARION | CLARION PARTNERS LLC | CLARION PARTNERS
CRD#: 284588 / SEC#: 801-129369
RIA
Registered Investment Advisory firm - (1/31/2024 Approved)Alabama
Registered Investment Advisory firm - (5/16/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 Richard Arrington Ave N., Birmingham, AL 35203
Mailing Address
1116 20th St S 111, Birmingham, AL 35203
Phone number
(205) 410-9443
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 164 |
| AUM (Assets Under Management) | $ 167,904,162 |
Red Flags
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Company Information
COLARION
CRD#: 284588Birmingham, AL 35203TRUST BUT VERIFY
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