Philip E. Humphreys
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Ericberg Humphreys, who also goes by Eric Berg, Philip Berg, Philip Eric Berg Humphreys, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1998. Philip had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2001 - February 5, 2002
TYM SECURITIES, INC.
April 13, 1999 - November 12, 1999
SALOMON GREY FINANCIAL CORPORATION
June 19, 1998 - January 29, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
TYM SECURITIES, INC.
CRD#: 40748 / SEC#: , 8-49181
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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