Robert Mourad
Professional summary
Robert Mourad, AIF®, CFP®, CPWA® is a registered financial advisor currently at GALLIOTT CAPITAL ADVISORS, LLC located in Beverly Hills, California.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Mourad's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2022 - Present
GALLIOTT CAPITAL ADVISORS, LLC
Office #1: 9401 Wilshire Blvd. Ste 705, Beverly Hills, CA 90212April 7, 2022 - July 1, 2022
INSIGNEO SECURITIES, LLC
April 1, 2011 - April 13, 2022
UBS FINANCIAL SERVICES INC.
March 30, 2011 - April 13, 2022
UBS FINANCIAL SERVICES INC.
July 8, 1997 - March 28, 2011
UBS FINANCIAL SERVICES INC.
September 1, 1995 - March 28, 2011
UBS FINANCIAL SERVICES INC.
July 18, 1995 - September 15, 1995
INTERFIRST CAPITAL CORPORATION
Primary Firm SEC Registration
GALLIOTT CAPITAL ADVISORS, LLC
CRD#: 313094 / SEC#: 801-120725
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/21/2022)
Exams
Current Firm
GALLIOTT CAPITAL ADVISORS, LLC
CRD#: 313094 / SEC#: 801-120725
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 304 |
| AUM (Assets Under Management) | $ 261,932,486 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/29/2023 |
Red Flags
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