Marietta Gilleran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marietta Gilleran, who also goes by Maggie Gilleransmith, Maggie Kaiser, Marietta Kaiser, Maggie Smith, was a registered financial professional .
Marietta is a previously registered financial professional and started their career in finance in 1973. Marietta had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 1, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2007 - December 12, 2014
GIRARD SECURITIES, INC.
November 29, 1989 - March 26, 2008
FOSTER SECURITIES
December 15, 1987 - February 27, 1990
THOMAS GREEN SECURITIES, INC.
March 6, 1980 - October 29, 1987
SAN DIEGO SECURITIES INCORPORATED
November 28, 1978 - December 6, 1983
CITIGROUP GLOBAL MARKETS INC.
July 2, 1973 - September 11, 1974
DUPONT WALSTON, INCORPORATED
March 6, 1973 - July 2, 1973
DUPONT GLORE FORGAN INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/10/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 3/3/1973
Registered Representative ExaminationCurrent Firm
GIRARD SECURITIES, INC.
CRD#: 18697 / SEC#: 801-61470, 8-36920
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARGERS ACQUISITION LLC | SHAREHOLDER | |
| BALLARD, JAMES DAVID | VP | 1714327 |
| BARRAGAN, JOHN ARTHUR III | PRESIDENT/COO | 2941942 |
| GRAHAM, LUANNE MARIE | ADVISORY CCO | 2310126 |
| HARRISON, BRETT LAMAR | DIRECTOR | 4032238 |
| JACOBSEN, BRYAN K | B-D CCO, SECRETARY | 3055957 |
| KLICMAN, SHIRLEY ANNE | VP | 1771713 |
| OLSON, GREGORY ALAN | ASST. SECRETARY | 2692482 |
| ROGERS, JASON DYLAN | SENIOR EXECUTIVE VP | 2641674 |
| SHERROD, TRACI LYNN | AVP | 4321192 |
| SMILEY, STANLEY ROBERT | VP | 3004604 |
| TIETJEN, MARGARET SUSAN | CHIEF EXECUTIVE OFFICER/ DIRECTOR | 1294862 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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