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Ari Dinov

CRD# 2632408·Registered 1995 - 2003
Barred: Ari Dinov was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Ari Dinov, who also goes by Ari Dina, was a registered financial advisor. Ari was a previously registered financial professional and started their career in finance 1995 - 2003. Ari had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ari Dina

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

INDIANAPOLIS SECURITIES, INC.·CRD# 10399
BD
Valley Stream, NY
October 16, 2001 - November 4, 2003
LAIDLAW GLOBAL SECURITIES, INC.·CRD# 19018
BD
New York, NY
June 14, 2001 - August 31, 2001
TORREY PINES SECURITIES, INC.·CRD# 17120
BD
San Diego, CA
December 19, 2000 - May 1, 2001
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
June 14, 2000 - October 23, 2000
MONTROSE CAPITAL MANAGEMENT LTD.·CRD# 40799
BD
New York, NY
September 21, 1999 - May 23, 2000
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
July 21, 1998 - November 2, 1999
WILLIAM & CO. CAPITAL MARKETS LTD.·CRD# 8382
BD
Ny, NY
July 20, 1998 - July 29, 1998
GREAT AMERICAN FINANCIAL NETWORK, INC.·CRD# 14108
BD
Norcross, GA
November 15, 1996 - September 24, 1997
BISHOP, ALLEN, INC.·CRD# 2060
BD
New York, NY
May 3, 1996 - October 1, 1996
FIRST NATIONAL EQUITY, CORP.·CRD# 36094
BD
Pt. Pleasant Beach, NJ
February 8, 1996 - April 18, 1996
HFC CAPITAL CORP.·CRD# 30539
BD
New York, NY
December 15, 1995 - March 6, 1996
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
July 14, 1995 - September 6, 1995

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Current Firm

IS
INDIANAPOLIS SECURITIES, INC.

DPP SECURITIES | INDIANAPOLIS SECURITIES, INC. | INDIANAPOLIS SECURITIES

CRD#: 10399 / SEC#: 8-27117
BD
Cancelled by SEC on 05/09/2008

Contact Information

Established

Indiana since 06/04/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DISCOVERY CAPITAL, INC.SHAREHOLDER—
MARTE, RAFAEL LUISFINOP4304158
TELFER, JOHN DAVIDPRESIDENT/SROP/CROP/1099745

Disclosures

Regulatory Event

5

Civil Event

1

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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