William J. Nicholson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William John Nicholson was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1995. William had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 28, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2007 - December 31, 2018
OHANESIAN / LECOURS, INC.
October 1, 2007 - December 31, 2018
OHANESIAN / LECOURS, INC.
August 3, 2005 - September 19, 2007
OSAIC INSTITUTIONS, INC.
August 3, 2005 - September 19, 2007
OSAIC INSTITUTIONS, INC.
March 23, 2000 - June 30, 2005
OSAIC INSTITUTIONS, INC.
August 5, 1998 - June 30, 2005
OSAIC INSTITUTIONS, INC.
May 21, 1997 - October 6, 1997
VANGUARD MARKETING CORPORATION
September 12, 1995 - October 5, 1995
GKN SECURITIES CORP.
July 21, 1995 - August 14, 1995
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 6/24/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
OHANESIAN / LECOURS, INC.
CRD#: 23757 / SEC#: 801-57016, 8-40729
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LECOURS, RONALD GERARD | VICE PRESIDENT, SECRETARY | 1109578 |
| OHANESIAN, RICHARD | PRESIDENT, TREASURER | 844545 |
| BACKES, CLIFFORD BURTON | SHAREHOLDER | 1295299 |
| HART, SANDRA LEE | VICE PRESIDENT | 1412984 |
| JARVIS, CLIFFORD WILLIAM JR | SHAREHOLDER | 1177496 |
| RIZZIO, KENNETH ANTHONY | SHAREHOLDER | 1173625 |
| NICHOLSON, WILLIAM JOHN | CHIEF COMPLIANCE OFFICER, REGISTERED OPTIONS PRINCIPAL, FINANCIAL OPERATIONS PRINCIPAL | 2632348 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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