David S. Sivel
Professional summary
David Scott Sivel, CFP®, who also goes by David S Sivel, is a registered financial advisor currently at COLLECTIVE FAMILY OFFICE, LLC located in York, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Scott Sivel's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
May 13, 2019 - Present
COLLECTIVE FAMILY OFFICE, LLC
Office #1: 235 St. Charles Way Suite 200, York, PA 17402February 25, 2009 - March 23, 2015
M&T SECURITIES, INC.
February 2, 2009 - March 23, 2015
M&T SECURITIES, INC.
April 19, 2004 - December 9, 2006
SIVEL CAPITAL MANAGEMENT, INC
January 25, 1999 - April 23, 2001
MORGAN STANLEY DW INC.
August 8, 1995 - January 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
COLLECTIVE FAMILY OFFICE, LLC
CRD#: 301274 / SEC#: 801-115052
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/13/2019)
Exams
Current Firm
COLLECTIVE FAMILY OFFICE, LLC
CRD#: 301274 / SEC#: 801-115052
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 436 |
| AUM (Assets Under Management) | $ 451,736,494 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
COLLECTIVE FAMILY OFFICE, LLC
CRD#: 301274York, PA 17402TRUST BUT VERIFY
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