Lauren R. Fine

BEATRICE ADVISORS LP

CLEVELAND, OH

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CRD#: 2632320

Professional summary

Lauren Rich Fine, who also goes by Lauren R Fine, Fine, is a registered financial advisor currently at BEATRICE ADVISORS LP located in Cleveland, Ohio.

Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Lauren has worked at 3 firms and has passed the Series 63, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauren R Fine | Fine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lauren Fine has been a board member of Private Trust Company since August 2018. This is a paid position. Lauren devotes approximately 4 hours per month to this activity. Private Trust Company is not a client of Beatrice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Rich Fine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2025 - Present

BEATRICE ADVISORS LP

RIA

CRD#: 332668

CLEVELAND, OH

Past

April 13, 2017 - January 31, 2025

GFP PRIVATE WEALTH

RIA

CRD#: 110031

CLEVELAND, OH

Past

August 17, 1995 - April 25, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEATRICE ADVISORS LP

CRD#: 332668 / SEC#: 801-131654

RIA

Registered Investment Advisory firm - (12/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/17/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 6/30/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/16/1995

General Securities Representative Examination

Current Firm

BEATRICE ADVISORS LP

CRD#: 332668 / SEC#: 801-131654

RIA

Registered Investment Advisory firm - (12/19/2024 Approved)

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Contact information

Main Address

52 Vanderbilt Ave Suite 1405, New York, NY 10017

Mailing Address

Phone number

(212) 688-1261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEATRICE ADV PART 2A (8/22/2025)

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 64,617,919

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lauren R. Fine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Rich Fine's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEATRICE ADVISORS LP

GFP PRIVATE WEALTH

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BEATRICE ADVISORS LP

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/1995

Series 87

Date: 6/30/2004

Series 7

Date: 8/16/1995

Current Firm

BEATRICE ADVISORS LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEATRICE ADVISORS LP

TRUST BUT VERIFY

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