Patrick J. Rooney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Rooney, who also goes by Pat Rooney, Patrick Rooney, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1999. Patrick had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2015 - November 26, 2021
TTBD, LLC
February 2, 1999 - October 5, 2001
NORTHERN CAPITAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
TTBD, LLC
CRD#: 144632 / SEC#: , 8-67667
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
