Stephen E. Kairies

ACCESS FINANCIAL SERVICES

Minneapolis, MN 55431

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CRD#: 263206

Professional summary

Stephen Edward Kairies is a registered financial advisor currently at ACCESS FINANCIAL SERVICES, INC. located in Minneapolis, Minnesota.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1972. Stephen has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY, INVESTMENT RELATED, 1650 W 82ND ST STE 850, MINNEAPOLIS MN 55431, AGENT, START DATE:1990, 80 HRS/MTH., 60 HRS. DURING ST HOURS, FIXED ANNUITIES, FIXED LIFE, ACCIDENT & DISABILITY, HEALTH INSURANCE 2) ACCESS FINANCIAL SERVICES - INDEPENDENT RIA, INVESTMENT RELATED, 1650 W 82ND ST STE 850, MINNEAPOLIS MN 55431, FOUNDER & CFO, START DATE:1990, 160 HRS/MTH., 80 HRS. DURING ST HOURS, PROVIDE INVESTMENT ADVISORY AND FINANCIAL PLANNING SERVICES 3) NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, INVESTMENT RELATED, SUITE 300 611 E. WISCONSIN AVE, MILWAUKEE WI 53202, REGISTERED REPRESENTATIVE, START DATE:03/06/1992, 20 HRS/MTH., 10 HRS. DURING ST HOURS, SELL AND SERVICE VARIABLE LIFE INSURANCE AND ANNUITIES 4) FSC CORPORATION RIA, INVESTMENT RELATED, 1650 W 82ND ST. STE 850, MINNEAPOLIS MN 55431, STATUTORY AGENT, START DATE:2000, 0 HRS/MTH., 0 HRS. DURING ST HOURS, INVESTMENT ADVISORY SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edward Kairies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2014 - Present

ACCESS FINANCIAL SERVICES, INC.

Office #1: 1650 West 82nd Street Suite 850, Minneapolis, MN 55431

RIA

CRD#: 115361

Minneapolis, MN

Past

March 3, 2008 - February 4, 2015

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

MINNEAPOLIS, MN

Past

August 23, 2007 - November 27, 2007

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

MINNEAPOLIS, MN

Past

April 13, 1993 - February 4, 2015

FSC SECURITIES CORPORATION

CRD#: 7461

MINNEAPOLIS, MN

Past

March 6, 1992 - April 30, 1993

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 6, 1992 - December 10, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MINNEAPOLIS, MN

Past

July 9, 1990 - February 14, 1992

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 25, 1985 - June 1, 1990

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 21, 1984 - December 2, 1985

PLANNERS FINANCIAL SERVICES, INC.

CRD#: 6751

Past

March 4, 1982 - January 3, 1989

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

November 1, 1972 - May 23, 1988

OSAIC FA, INC.

CRD#: 3978

Past

November 1, 1972 - February 20, 1992

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACCESS FINANCIAL SERVICES, INC.

ACCESS FINANCIAL SERVICES, INC. | ASSESS FINANCIAL SERVICES, INC.

CRD#: 115361 / SEC#: 801-66457

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/15/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 10/26/1972

Registered Representative Examination

Current Firm

ACCESS FINANCIAL SERVICES, INC.

ACCESS FINANCIAL SERVICES, INC. | ASSESS FINANCIAL SERVICES, INC.

CRD#: 115361 / SEC#: 801-66457

RIA

Registered Investment Advisory firm - (4/24/2006 Approved)

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Contact information

Main Address

1650 West 82nd Street Suite 850, Minneapolis, MN 55431

Mailing Address

Phone number

(952) 885-2732

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	824
AUM (Assets Under Management)	$ 421,585,223

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen E. Kairies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Edward Kairies's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WALNUT STREET SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

PLANNERS FINANCIAL SERVICES, INC.

LINCOLN NATIONAL PENSION INSURANCE COMPANY

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

ACCESS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2004

Series 63

Date: 3/12/1984

SIE

Date: 2/4/2015

Series 1

Date: 10/26/1972

Current Firm

ACCESS FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACCESS FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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