Kevin M. Crowley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Crowley, who also goes by Kevin M Crowley, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1995. Kevin had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2011 - January 19, 2013
LIGHTMARK CAPITAL, LLC
April 25, 2008 - May 4, 2011
SOLLUCET CAPITAL LLC
August 7, 2006 - December 31, 2007
SOLLUCET CAPITAL LLC
August 31, 1998 - April 15, 2004
DEUTSCHE BANK SECURITIES INC.
August 23, 1995 - May 13, 1998
JPMSI
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIGHTMARK CAPITAL, LLC
CRD#: 158385 / SEC#:
Contact information
Red Flags
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