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Daniel Lucian Cammarano Iii

CRD# 2632019·Registered 1995 - 2005
Barred: Daniel Lucian Cammarano III was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Daniel Lucian Cammarano III was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1995 - 2005. Daniel had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

SOUTHTRUST SECURITIES, LLC·CRD# 17922
BD
Birmingham, AL
December 13, 2002 - February 2, 2005
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
March 1, 1996 - October 3, 2002
DAVID LERNER ASSOCIATES, INC.·CRD# 5397
BD
Syosset, NY
August 10, 1995 - January 5, 1996

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Current Firm

SS
SOUTHTRUST SECURITIES, LLC

SOUTHTRUST BROKERAGE SERVICES, INC. | SOUTHTRUST SECURITIES, LLC | SOUTHTRUST SECURITIES, INC.

CRD#: 17922 / SEC#: 8-35267
BD
Terminated by SEC on 06/28/2005

Contact Information

Established

Delaware since 12/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
EVEREN CAPITAL CORPORATIONSOLE MEMBER—
GLENN, DARCY GAILCROP1420846
GLENN, DARCY GAILSROP1420846
HUBBERT, MARK WILLIAMBOARD MANAGER1802805
HUDGINS, JAMES DAVIDBOARD MANAGER/SVP/TRADING/PROD DIRECTOR1845528
MOODY, DWIGHT CHARLESBOARD MANAGER/CEO1423176
MOORE, WARREN GILBERTCHIEF FINANCIAL OFFICER339358
SAPONARO, ANTHONY MICHAELBOARD MANAGER1990247
TAYLOR, SHARON DENISECHIEF COMPLIANCE OFFICER/VP1338059

Disclosures

Regulatory Event

4

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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