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Daniel L. Cammarano

Some features on this profile are disabled
CRD#: 2632019
DC

Professional summary

Daniel Lucian Cammarano III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Daniel is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Daniel had worked at 3 firms, which includes SOUTHTRUST SECURITIES LLC, CITICORP INVESTMENT SERVICES, DAVID LERNER ASSOCIATES INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 13, 2002 - February 2, 2005

SOUTHTRUST SECURITIES, LLC

BD
CRD#: 17922
BIRMINGHAM, AL
Past

March 1, 1996 - October 3, 2002

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

August 10, 1995 - January 5, 1996

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/18/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/9/1995
General Securities Representative Examination

Current Firm

SS
SOUTHTRUST SECURITIES, LLC
SOUTHTRUST BROKERAGE SERVICES, INC. | SOUTHTRUST SECURITIES, LLC | SOUTHTRUST SECURITIES, INC.

CRD#: 17922 / SEC#: , 8-35267

BD
Terminated by SEC on 06/28/2005
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
EVEREN CAPITAL CORPORATIONSOLE MEMBER
GLENN, DARCY GAILCROP1420846
GLENN, DARCY GAILSROP1420846
HUBBERT, MARK WILLIAMBOARD MANAGER1802805
HUDGINS, JAMES DAVIDBOARD MANAGER/SVP/TRADING/PROD DIRECTOR1845528
MOODY, DWIGHT CHARLESBOARD MANAGER/CEO1423176
MOORE, WARREN GILBERTCHIEF FINANCIAL OFFICER339358
SAPONARO, ANTHONY MICHAELBOARD MANAGER1990247
TAYLOR, SHARON DENISECHIEF COMPLIANCE OFFICER/VP1338059

Disclosures

Regulatory Event4
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

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