Kristin E. Carlin

FERN IMPACT ADVISORS

DULUTH, GA 30096

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CRD#: 2632010

Professional summary

Kristin Elizabeth Carlin, who also goes by Kristin Elizabeth Franz, is a registered financial advisor currently at FERN IMPACT ADVISORS, LLC located in Duluth, Georgia.

Kristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kristin has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristin Elizabeth Franz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kristin Carlin is a co-founder and CIO of FERN Impact Partners, LLC, a New York registered limited liability company operating from Georgia (3675 Crestwood Parkway, Suite 400, Duluth, GA, 30096). FERN Impact Fund, LP, a Delaware limited partnership (the "Partnership") has been formed in Aug 2018 to operate as a private investment partnership to create a pool of capital to achieve sustainable liquid equity investment (implementing a Long/Short Equity Plus Impact strategy). The general partner of the Partnership is FERN Impact Partners GP, the New York registered general partner of the Partnership (the "General Partner"). The investment manager (IM) of the Partnership is FERN Impact Partners, LLC (the "Investment Manager"). The General Partners and Investment Manager are affiliated with FERN Impact Advisors LLC through common ownership. Carlin spends 100% of her time on firm wide investment activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Elizabeth Carlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2013 - Present

FERN IMPACT ADVISORS, LLC

Office #1: 3675 Crestwood Parkway Suite 400, Duluth, GA 30096Office #2: 3675 Crestwood Pkwy, Suite 400, Duluth, GA 30096

RIA

CRD#: 164264

DULUTH, GA

Past

May 2, 2001 - January 8, 2002

PALI CAPITAL, LLC

CRD#: 40173

NEW YORK, NY

Past

July 10, 1996 - March 24, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/16/2013)

IAR

New York
(7/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/3/1996

General Securities Representative Examination

Current Firm

FERN IMPACT ADVISORS, LLC

FERN IMPACT ADVISORS, LLC | HUNTER INVESTMENT PARTNERS, LLC | HUNTER INVESTMENT ADVISOR GROUP

CRD#: 164264 / SEC#:

Georgia

Registered Investment Advisory firm - (6/6/2012 Approved)

New Jersey

Registered Investment Advisory firm - (12/3/2018 Terminated)

New York

Registered Investment Advisory firm - (6/28/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3675 Crestwood Parkway Suite 400, Duluth, GA 30096

Mailing Address

Phone number

+1 (917) 207-8871

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 1,392,239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristin E. Carlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Elizabeth Carlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FERN IMPACT ADVISORS, LLC

PALI CAPITAL, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2013

Series 63

Date: 8/21/1996

Series 7

Date: 7/3/1996

Current Firm

FERN IMPACT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FERN IMPACT ADVISORS, LLC

TRUST BUT VERIFY

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