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ML

Maria A. Luoni

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CRD#: 2631827
ML
Maria Alicia Luoni

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maria Alicia Luoni, who also goes by Maria A Luoni, Maria Alicia Luoni, Maria Alicia Sexton, was a registered financial professional .

Maria is a previously registered financial professional and started their career in finance in 1995. Maria had worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Maria A Luoni | Maria Alicia Luoni | Maria Alicia Sexton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 19, 2025 - July 2, 2026

APW CAPITAL, INC.

BD
CRD#: 43814
Charlotte, NC
Past

July 15, 2025 - July 7, 2026

TRU INDEPENDENCE ASSET MANAGEMENT, LLC

RIA
CRD#: 168256
CHARLOTTE, NC
Past

February 27, 2025 - May 28, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Washington, DC
Past

February 21, 2025 - May 28, 2025

MORGAN STANLEY

BD
CRD#: 149777
Washington, DC
Past

April 28, 2008 - October 14, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
CHARLOTTE, NC
Past

March 11, 2008 - October 14, 2024

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHARLOTTE, NC
Past

July 7, 2003 - February 28, 2008

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC
Past

October 21, 2002 - February 26, 2003

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
CHARLOTTE, NC
Past

October 21, 2002 - February 26, 2003

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

September 9, 2002 - October 22, 2002

BUCKHORN CAPITAL MANAGEMENT LLC

RIA
CRD#: 108457
CHARLOTTE, NC
Past

October 1, 2000 - October 24, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 18, 1995 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/25/2008
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/20/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/27/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/17/1995
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AC
APW CAPITAL, INC.
APW CAPITAL, INC. | COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

CRD#: 43814 / SEC#: , 8-50433

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Mailing Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Phone number
(973) 394-0404
Established
New Jersey since 07/03/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SMITH, TIMOTHY LIAMPRESIDENT & FINOP1407004
JENNINGS, CHRISTINASHAREHOLDER4360546
COUTANT, TONYA MARIECHIEF COMPLIANCE OFFICER4585494
JENNINGS, SEANSHAREHOLDER

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APW CAPITAL, INC.

CRD#: 43814

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