JH
Jason E. Haldiman
B & B FINANCIAL PLANNING CO.
O'FALLON, MO 63366
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CRD#: 2631800
JH
Professional summary
Jason Edward Haldiman is a registered financial advisor currently at B & B FINANCIAL PLANNING CO., INC. located in O'fallon, Missouri and PROSPERA FINANCIAL SERVICES, INC. located in O'fallon, Missouri.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jason has worked at 3 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-B&B FINANCIAL PLANNING CO., INC.; YES INVESTMENT RELATED; 311 E ELM O'FALLON, MO 63366; RIA; INVESTMENT ADVISOR REPRESENTATIVE; 80 HR/MO ALL DURING TRADING HOURS; DUTIES INCLUDE CLIENT REVIEW, INVESTMENT MONITORING AND PLANNING. 2-05/22/2013-B&B FINANCIAL Services, LLC/ 100% OF TIME / O'FALLON, MO 3- MEDICARE INSURANCE SALES THROUGH COVENTRY AND UNITED HEALTHCARE/ ST. LOUIS, MO / 4 HOURS PER MONTH SOME OF THEM MAY BE DURING TRADING HOURS. 4-LTC/DISABILITY SALES THROUGH USA/BGA / 4 HOURS PER MONTH DURING TRADING HOURS. 5-PRECISION RETIREMENT GROUP, INC. / 103 N. BRIDGE STREET, STE. 270, CHIPPEWA FALLS, WI 54729 / INDEPENDENT CONTRACTOR - WILL MEET WITH SCHOOL DISTRICT OFFICIALS AND EMPLOYEES APPROX. 1 HR/MONTH / EMPLOYER BENEFIT PROGRAM ALLOWS NON-PROFIT EMPLOYEES TO PAY OUT ACCUMULATED SICK PAY AT RETIREMENT INTO A HEALTHCARE TRUST /SOME HOURS MAY OCCUR DURING NORMAL BUSINESS/TRADING HOURS / PAID COMMISSIONS 6-CORE INCOME/ NOT INVESTMENT RELATED/INSURANCE AGENT SELLING DIRECT FIXED INSURANCE/1 HOUR PER QUARTER/AUGUST 2022/EARN COMMISSION 7-BLUEPRINT / SELLING SPIA, IUL, FIA / 1-2 HOURS PER WEEK / EARN COMMMISSION
CRS (Client Relationship Summary) - RIA
Click below to view Jason Edward Haldiman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 1999 - Present
B & B FINANCIAL PLANNING CO., INC.
Office #1: 311 E. Elm, O'fallon, MO 63366RIA
CRD#: 111628
O'FALLON, MO
Current
May 16, 2025 - Present
PROSPERA FINANCIAL SERVICES, INC.
Office #1: 311 East Elm, O'fallon, MO 63366RIA
BD
CRD#: 10740
O'FALLON, MO
Past
July 21, 1995 - May 16, 2025
CUTTER & COMPANY, INC.
BD
CRD#: 22449
O'FALLON, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2025)
RR
Arizona(5/16/2025)
RR
California(5/16/2025)
RR
Colorado(5/16/2025)
RR
Connecticut(5/16/2025)
RR
Florida(5/16/2025)
RR
Georgia(5/16/2025)
RR
Illinois(5/16/2025)
RR
Indiana(5/16/2025)
RR
Iowa(5/16/2025)
RR
Kansas(5/16/2025)
RR
Kentucky(5/16/2025)
IAR
Missouri(3/1/1999)
RR
Missouri(5/16/2025)
RR
North Carolina(5/16/2025)
RR
Ohio(5/16/2025)
RR
Oklahoma(5/16/2025)
RR
Texas(5/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
B&
B & B FINANCIAL PLANNING CO., INC.
B & B FINANCIAL PLANNING CO., INC.
CRD#: 111628 / SEC#:
Illinois
Registered Investment Advisory firm - (7/15/2015 Approved)Missouri
Registered Investment Advisory firm - (3/13/1990 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
311 E. Elm, O'fallon, MO 63366
Mailing Address
Phone number
(636) 978-8770
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 82,043,637 |
Red Flags
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Company Information
B & B FINANCIAL PLANNING CO., INC.
CRD#: 111628O'fallon, MO 63366TRUST BUT VERIFY
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