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BA

Bradley J. Albright

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CRD#: 2631799
BA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley Jon Albright was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 1995. Bradley had worked at 4 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 10, 2013 - June 3, 2014

CREATIS CAPITAL LLC

BD
CRD#: 131986
HARRISON, NY
Past

January 5, 2011 - February 6, 2012

CREATIS CAPITAL LLC

BD
CRD#: 131986
CAPE ELIZABETH, ME
Past

February 16, 2007 - February 12, 2009

FIG PARTNERS, LLC

BD
CRD#: 41554
ATLANTA, GA
Past

December 8, 2006 - February 20, 2007

EARLYBIRDCAPITAL, INC.

BD
CRD#: 28629
NY, NY
Past

July 13, 1995 - June 29, 1998

JPMSI

BD
CRD#: 15733
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/16/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


CC
CREATIS CAPITAL LLC
CREATIS CAPITAL LLC | THE GEMINI SECURITIES GROUP LLC | NORTHWINDS ADVISORS LLC

CRD#: 131986 / SEC#: , 8-66533

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
23 Salt Spray Lane, Cape Elizabeth, ME 04107
Mailing Address
23 Salt Spray Lane, Cape Elizabeth, ME 04107
Phone number
(646) 535-0328
Established
Illinois since 07/18/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CREATIS LLCDIRECT OWNER
BOHLMANN, MICHAEL MAXIMCEO & CHIEF COMPLIANCE OFFICER4219731
NIXON, JON ALANFINOP4710715

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CREATIS CAPITAL LLC

CRD#: 131986

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