Larry W. Arnold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Wayne Arnold was a registered financial advisor .
Larry is a previously registered financial advisor and started their career in finance in 1995. Larry had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2010 - December 31, 2015
ARNOLD INVESTMENT SERVICES, LLC
June 5, 2008 - May 17, 2010
SYNERGY INVESTMENT GROUP, LLC
June 5, 2008 - May 17, 2010
SYNERGY INVESTMENT GROUP, LLC
April 4, 2008 - May 17, 2010
AMERICAN INVESTMENT SERVICES
March 7, 2005 - October 9, 2007
PRINCIPAL SECURITIES, INC.
January 28, 2005 - October 9, 2007
PRINCIPAL SECURITIES, INC.
May 12, 2004 - February 23, 2005
1717 CAPITAL MANAGEMENT COMPANY
April 23, 2004 - February 23, 2005
1717 CAPITAL MANAGEMENT COMPANY
December 3, 2003 - April 23, 2004
MSI FINANCIAL SERVICES, INC.
November 10, 2003 - April 23, 2004
METROPOLITAN LIFE INSURANCE COMPANY
November 10, 2003 - April 23, 2004
MSI FINANCIAL SERVICES, INC.
August 3, 2000 - November 14, 2003
1717 CAPITAL MANAGEMENT COMPANY
July 27, 2000 - November 14, 2003
1717 CAPITAL MANAGEMENT COMPANY
April 28, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 28, 1997 - July 26, 2000
SIGNATOR INVESTORS, INC.
November 14, 1995 - January 21, 1997
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ARNOLD INVESTMENT SERVICES, LLC
CRD#: 153797 / SEC#:
Contact information
Red Flags
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