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RC

Robert E. Cramer

BML SECURITIES LLC
Marshfield, MA 02050
Some features on this profile are disabled
CRD#: 2631542
RC

Professional summary


Robert E Cramer JR is a registered financial professional currently at BML SECURITIES LLC located in Marshfield, Massachusetts.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Robert E Cramer JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 29, 2019 - Present

BML SECURITIES LLC

Office #1: 2016 Ocean St Unit 23, Marshfield, MA 02050
BD
CRD#: 167535
Marshfield, MA
Past

May 15, 2013 - January 11, 2019

OPPENHEIMER & CO. INC.

BD
CRD#: 249
BOSTON, MA
Past

February 29, 2008 - May 21, 2013

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
BOSTON, MA
Past

February 6, 2004 - February 29, 2008

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
BOSTON, MA
Past

November 1, 2001 - February 6, 2004

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

November 1, 1999 - November 5, 2001

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

May 3, 1999 - November 1, 1999

CLEARY GULL INC.

BD
CRD#: 45309
MILWAUKEE, WI
Past

July 21, 1995 - May 3, 1999

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(2/18/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 2/26/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BS
BML SECURITIES LLC
BML SECURITIES LLC

CRD#: 167535 / SEC#: , 8-69262

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
2016 Ocean St Unit 23, Marshfield, MA 02050
Mailing Address
2016 Ocean St Unit 23, Marshfield, MA 02050
Phone number
(617) 367-0099
Established
Massachusetts since 02/19/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
BENNING ASSOCIATES LLCMANAGING MEMBER
BUSINESS CAPITAL EXCHANGE INCMANAGING MEMBER
NORTH RIVER CAPITAL LLCMANAGING MEMBER
FLYNN, PETER FRANCISCCO/FINOP2655124

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BML SECURITIES LLC

CRD#: 167535Marshfield, MA 02050

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