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Christine Goe

CRD# 2631493·Registered 1996 - 2022
Previously Registered: Being a previously registered professional could mean that Christine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christine Goe, who also goes by Christine W Goe, Christine Wynter Goe, was a registered financial advisor. Christine was a previously registered financial professional and started their career in finance 1996 - 2022. Christine had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 11 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christine W Goe, Christine Wynter Goe

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

PARKSIDE SECURITIES, INC.·CRD# 288004
BD
San Francisco, CA
November 30, 2021 - June 27, 2022
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
San Francisco, CA
February 28, 2017 - April 8, 2020
WELLS FARGO PRIME SERVICES, LLC·CRD# 133068
BD
San Francisco, CA
December 6, 2011 - April 8, 2020
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 1, 1997 - May 29, 2002
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
June 4, 1997 - October 1, 1997
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
March 11, 1996 - June 5, 1997

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Current Firm

PS
PARKSIDE SECURITIES, INC.

PARKSIDE SECURITIES | PARKSIDE SECURITIES, INC.

CRD#: 288004 / SEC#: 8-69921
BD
Terminated by SEC on 06/17/2022

Contact Information

Established

Delaware since 10/04/2018

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PARKSIDE TECHNOLOGIES, INC.OWNER—
GLICK, JONATHAN MICAHCHIEF COMPLIANCE OFFICER2536584
METCALF, MARC GABLERCFO6942255
PELLINI, MARCO AMELIOPRESIDENT2189176
SCHNEIDER, BARRY LEEBOARD MEMBER AND MAJORITY OWNER OF PARKSIDE TECHNOLOGIES, INC.6152902

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2015About the Series 7 exam

Series 11 — Assistant Representative-Order Processing Qualification Exam

Passed Dec 2011

Series 24 — General Securities Principal Examination

Passed Jun 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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