Michael J. Conway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Conway was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 4 firms and has passed the Series 63, Series 55, Series 52, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2011 - January 4, 2013
RELIGARE CAPITAL MARKETS INC.
January 4, 2011 - April 29, 2011
FIRST NEW YORK SECURITIES L.L.C.
November 11, 2008 - December 14, 2010
GFI SECURITIES LLC
August 3, 1995 - June 11, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 2/7/2000
Limited Representative-Equity Trader ExamSeries 17
Date: 8/1/1995
Limited Registered Representative ExaminationCurrent Firm
RELIGARE CAPITAL MARKETS INC.
CRD#: 153292 / SEC#: , 8-68518
Contact information
Documents
Red Flags
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