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Thomas Corra

CRD# 2631401·Registered 2006 - 2024
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Corra, who also goes by Thomas John Corra, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2006 - 2024. Thomas had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas John Corra

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

CONVERGENCY PARTNERS ADVISORS LLC·CRD# 326447
RIA
Boston, MA
August 29, 2023 - August 5, 2024
MIDDLEMARCH SECURITIES LLC·CRD# 283508
BD
Stamford, CT
June 13, 2022 - June 5, 2024
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Boston, MA
January 10, 2019 - July 10, 2019
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Boston, MA
January 10, 2019 - July 10, 2019
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Boston, MA
December 14, 2018 - July 10, 2019
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Boston, MA
July 8, 2015 - November 7, 2016
FIDELITY DISTRIBUTORS CORPORATION·CRD# 6848
BD
Boston, MA
October 30, 2012 - June 20, 2014
NATIONAL FINANCIAL SERVICES LLC·CRD# 13041
BD
Boston, MA
October 30, 2012 - November 7, 2016
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Boston, MA
October 31, 2006 - June 23, 2014

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Current Firm

CP
CONVERGENCY PARTNERS ADVISORS LLC

CONVERGENCY PARTNERS ADVISORS LLC

CRD#: 326447
Massachusetts
Registered Investment Advisory firm - Massachusetts (8/28/2023 Approved)

Contact Information

Main Address

265 Franklin Street Suite 1702, Boston, MA 02110

Mailing Address

265 Franklin Street Suite 1702, Boston, MA 02110

Phone Number

(617) 834-2262

# of Employees

4

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

i.) Org Name:Catholic Schools Foundation -- Inner City Scholarship Fund | Org Addr: Boston, MA, US | Nature of Bus: Provides scholarship aid to students from low-income families who are attending Catholic schools. | Invst Rel:N | Title:Member of the Board of Trustees | Duties: Treasurer, Finance Committee Chair (review financials, approve budgets). Ex-Officio member of the Investment Committee | Start Dt:06/01/2017 | Total Hrs p/m:6 | Sec Trdng Hrs p/m:1 ii.)Montrose School, Medfield, MA; nature of business - school for girls, grades 6-12; Invst Rel: N; Title:Member of the Board of Trustees | Duties:Finance Committee Member (review financials, approve budgets). Start Date: 08/01/2022. Total hours p/m: 5; Sec Trdng Hrs p/m: 1 iii.)New Modality Sports, Boston, MA; nature of business - fitness equipment; Invst Rel: N; Title: CFO (part time); | Duties: financial modeling, strategy. Start Date: 02/15/2022. Total hours p/m: 5; Sec Trdng Hrs p/m: 1

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2015About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2006About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jun 2015About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Dec 2006About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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