Michael P. Healy

THE ULTIMA GLOBAL MARKETS (USA)

New York, NY 10169

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CRD#: 2631361

Professional summary

Michael Patrick Healy, who also goes by Michael P Healy, is a registered financial professional currently at THE ULTIMA GLOBAL MARKETS (USA), INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 11 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael P Healy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Healy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2020 - Present

THE ULTIMA GLOBAL MARKETS (USA), INC.

Office #1: 230 Park Avenue 3/4th Fl West, New York, NY 10169Office #2: 230 Park Avenue 3rd/4h Fl West, New York, NY 10169

CRD#: 47895

New York, NY

Past

September 8, 2016 - June 26, 2018

WOLVERINE EXECUTION SERVICES, LLC

CRD#: 120719

New York, NY

Past

November 17, 2014 - November 30, 2015

CANACCORD GENUITY LLC

CRD#: 1020

NEW YORK, NY

Past

March 18, 2014 - September 22, 2014

LIQUIDNET, INC.

CRD#: 103987

NEW YORK, NY

Past

October 25, 2010 - February 11, 2014

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

June 26, 2008 - November 8, 2010

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

NEW YORK CITY, NY

Past

January 8, 2007 - May 8, 2008

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

February 24, 2006 - September 19, 2006

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

July 5, 2001 - February 21, 2006

BLOOMBERG TRADEBOOK LLC

CRD#: 40881

NEW YORK, NY

Past

July 31, 1999 - November 24, 2000

APEX CLEARING CORPORATION

CRD#: 13071

DALLAS, TX

Past

July 2, 1996 - June 15, 1998

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/11/2024)

Exams

State Security Law Exam

Series 63

Date: 9/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 6/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/30/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/1/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/2/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THE ULTIMA GLOBAL MARKETS (USA), INC.

CRD#: 47895 / SEC#: , 8-51950

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

230 Park Avenue 3/4th Fl West, New York, NY 10169

Mailing Address

230 Park Avenue 3/4th Fl West, New York, NY 10169

Phone number

(212) 421-7500

Established

New York since 07/27/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
THE ULTIMA WORLD DMCC	SHAREHOLDER
HEALY, MICHAEL PATRICK	CHIEF EXECUTIVE OFFICER	2631361
HEALY, MICHAEL PATRICK	CHIEF COMPLIANCE OFFICER	2631361
LITVINOV, ROMAN	DIRECTOR	7427450
SCHILLING, MICHAEL JAMES	FINOP	2609624

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Healy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Healy's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOLVERINE EXECUTION SERVICES, LLC

CANACCORD GENUITY LLC

LIQUIDNET, INC.

RBC CAPITAL MARKETS, LLC

NATIONAL FINANCIAL SERVICES LLC

CREDIT SUISSE SECURITIES (USA) LLC

J.P. MORGAN SECURITIES LLC

BLOOMBERG TRADEBOOK LLC

APEX CLEARING CORPORATION

DEUTSCHE IXE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/20/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 6/26/2018

Series 55

Date: 6/30/2000

Series 7

Date: 7/1/1996

Series 24

Date: 2/2/2022

FINRA

Current Firm

THE ULTIMA GLOBAL MARKETS (USA), INC.

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

THE ULTIMA GLOBAL MARKETS (USA), INC.

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