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DE

Diana Egudin

SAVILE CAPITAL MARKETS LLC
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2631339
DE

Professional summary

Diana Egudin, who also goes by Diana Equdin, is a registered financial professional currently at SAVILE CAPITAL MARKETS LLC located in Miami, Florida.

Diana is registered as a RR (Registered Representative) and started their career in finance in 2009. Diana has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Diana Equdin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Diana Egudin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2023 - Present

SAVILE CAPITAL MARKETS LLC

Office #1: 1200 Brickell Ave. Ste 1680, Miami, FL 33131
BD
CRD#: 316748
Miami, FL
Past

May 10, 2019 - March 24, 2023

UCAP AMERICAS

BD
CRD#: 173643
Miami, FL
Past

November 26, 2010 - April 30, 2019

MORGAN STANLEY

BD
CRD#: 149777
MIAMI, FL
Past

January 1, 2010 - November 12, 2010

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
MIAMI, FL
Past

November 9, 2009 - January 1, 2010

UBS INTERNATIONAL INC.

BD
CRD#: 107726
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/18/2024)
RR
Florida
(5/26/2023)
RR
Georgia
(10/4/2023)
RR
New York
(3/14/2023)
RR
Texas
(1/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/18/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/6/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SAVILE CAPITAL MARKETS LLC
SAVILE CAPITAL GROUP DBA | TRADE BRIDGE CAPITAL LLC | SAVILE CAPITAL MARKETS LLC | SAVILE CAPITAL MARKETS DBA

CRD#: 316748 / SEC#: , 8-70857

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2 N. Main Street Suite 310, Sheridan, WY 82801
Mailing Address
2 N. Main Street Suite 310, Sheridan, WY 82801
Phone number
(307) 751-7122
Established
Wyoming since 08/16/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAVILE CAPITAL GROUP LLCMEMBER
MARINO, LUIS ALFONSOMANAGER, CEO & EXECUTIVE REP.1426723
WASITOWSKI, DAVID ALLANMANAGER, CCO, FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4187976

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAVILE CAPITAL MARKETS LLC

CRD#: 316748Miami, FL 33131

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