Michael C. Stewart

DANA INVESTMENT ADVISORS

BROOKFIELD, WI 53005

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CRD#: 2631299

Professional summary

Michael Christopher Stewart, CFP®, who also goes by Michael Stewart, is a registered financial advisor currently at DANA INVESTMENT ADVISORS INC located in Brookfield, Wisconsin.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 63, Series 65, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LIFE PRODUCER AMERICAN EQUITY LIFE INS CO 0 PER MNTH/TRADNG; PRODUCER ALLIANZ LIFE 0 MNTH/TRADNG; PRODUCER JOHN HANCOCK 0 MNTH/TRADNG

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 11, 1995 - Present

DANA INVESTMENT ADVISORS INC

Office #1: 15800 W. Bluemound Rd. Suite 250, Brookfield, WI 53005

RIA

CRD#: 105879

BROOKFIELD, WI

Past

December 21, 2005 - November 17, 2008

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

BROOKFIELD, WI

Past

February 13, 2002 - November 29, 2005

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

January 18, 2001 - February 12, 2002

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

October 25, 1999 - January 2, 2001

CUSTOM RETIREMENT SOLUTIONS, INC.

CRD#: 47078

BROOKFIELD, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DANA INVESTMENT ADVISORS INC

CRD#: 105879 / SEC#: 801-14828

RIA

Registered Investment Advisory firm - (9/21/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(7/11/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/16/1998

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/16/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/3/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/18/1998

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/21/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/23/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

DANA INVESTMENT ADVISORS INC

CRD#: 105879 / SEC#: 801-14828

RIA

Registered Investment Advisory firm - (9/21/1979 Approved)

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Contact information

Main Address

20700 Swenson Drive, Suite 400, Waukesha, WI 53186-0904

Mailing Address

P.o. Box 1067, Brookfield, WI 53008-1067

Phone number

(262) 782-3631

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,699
AUM (Assets Under Management)	$ 5,757,433,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Michael C. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE O.N. EQUITY SALES COMPANY

THE O.N. EQUITY SALES COMPANY

COMMONWEALTH FINANCIAL NETWORK

CUSTOM RETIREMENT SOLUTIONS, INC.

Primary Firm SEC Registration

DANA INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/1998

Series 65

Date: 6/16/1995

Series 7

Date: 1/3/2001

Series 6

Date: 12/18/1998

Series 24

Date: 2/21/2001

Series 26

Date: 12/23/1998

Current Firm

DANA INVESTMENT ADVISORS INC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DANA INVESTMENT ADVISORS INC

TRUST BUT VERIFY

Contact information

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