Tara L. Eisenbeis

RIVERSOURCE DISTRIBUTORS

Minneapolis, MN 55402

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CRD#: 2631245

Professional summary

Tara Lyn Eisenbeis, who also goes by Tara L Daily, Tara Lyn Daily, Tara Eisenbeis, is a registered financial professional currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.

Tara is registered as a RR (Registered Representative) and started their career in finance in 1995. Tara has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tara L Daily | Tara Lyn Daily | Tara Eisenbeis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tara Lyn Eisenbeis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2007 - Present

RIVERSOURCE DISTRIBUTORS, INC.

Office #1: 901 3rd Ave S, Minneapolis, MN 55402

CRD#: 139135

Minneapolis, MN

Past

January 4, 2005 - March 26, 2007

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

TAMPA BAY, FL

Past

February 11, 2004 - December 31, 2004

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

September 10, 2001 - November 21, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

April 19, 2000 - December 18, 2000

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

September 8, 1995 - February 29, 2000

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/27/2008)

Arizona
(2/27/2024)

California
(2/27/2024)

Delaware
(2/27/2024)

District of Columbia
(2/27/2024)

Florida
(6/29/2007)

Georgia
(7/31/2007)

Louisiana
(2/27/2024)

Maryland
(2/27/2024)

Minnesota
(2/27/2024)

Mississippi
(8/22/2025)

New Jersey
(2/27/2024)

New York
(2/27/2024)

North Carolina
(2/27/2024)

Pennsylvania
(2/27/2024)

South Carolina
(2/27/2024)

Texas
(2/27/2024)

Virginia
(2/27/2024)

Exams

State Security Law Exam

Series 63

Date: 7/30/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/27/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135 / SEC#: , 8-67196

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

707 Second Avenue South, Minneapolis, MN 55474

Mailing Address

5229 Ameriprise Financial Center, Minneapolis, MN 55474

Phone number

(612) 671-7449

Established

Delaware since 12/09/2005

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMERIPRISE FINANCIAL, INC	SHAREHOLDER
ALVERO, GUMER CRUZ	CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER	1975307
KNEESHAW, JESSICA A	DIRECTOR	4619188
LASSWELL, MARK THOMAS	CHIEF COMPLIANCE OFFICER	2092593
MATTOX, MICHAEL SCOTT	CHIEF FINANCIAL OFFICER	4383501
MINELLA, PAULA J	GENERAL COUNSEL	7355568
SHERMAN, KARA DALY	DIRECTOR (TEXAS DESIGNATED OFFICER)	4567825

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tara L. Eisenbeis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tara Lyn Eisenbeis's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC SELECT DISTRIBUTORS, LLC

MUTUAL SERVICE CORPORATION

VERAVEST INVESTMENTS, INC.

NATIONWIDE SECURITIES, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/30/2007

SIE

Date: 10/1/2018

Series 6

Date: 6/27/1995

FINRA

Current Firm

RIVERSOURCE DISTRIBUTORS, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RIVERSOURCE DISTRIBUTORS, INC.

TRUST BUT VERIFY

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