Jeffrey A. Kahn
Professional summary
Jeffrey Arthur Kahn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Jeffrey had worked at 11 firms, which includes BROOKSTREET SECURITIES CORPORATION, T.R. WINSTON & COMPANY LLC, C. L. MCKINNEY & CO. INC., AMERICAN WESTERN SECURITIES INC., M. S. WIEN & CO. INC., SAMUEL B. FRANKLIN AND COMPANY INC., INVESTORS FINANCIAL SERVICES INC., INDUSTRY SAVINGS PLANS INC., J SHAPIRO COMPANY, FINANCIAL EQUITIES LTD., FIDLER SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1996 - May 4, 2000
BROOKSTREET SECURITIES CORPORATION
November 17, 1989 - August 2, 1996
T.R. WINSTON & COMPANY, LLC
March 28, 1982 - September 28, 1989
C. L. MCKINNEY & CO., INC.
October 13, 1981 - April 5, 1982
AMERICAN WESTERN SECURITIES, INC.
March 4, 1980 - June 8, 1982
M. S. WIEN & CO., INC.
May 24, 1979 - March 14, 1980
C. L. MCKINNEY & CO., INC.
December 29, 1977 - July 31, 1979
SAMUEL B. FRANKLIN AND COMPANY, INC.
December 2, 1975 - February 3, 1978
INVESTORS FINANCIAL SERVICES, INC.
February 14, 1975 - January 17, 1976
INDUSTRY SAVINGS PLANS, INC.
May 17, 1971 - April 23, 1973
J SHAPIRO COMPANY
July 6, 1970 - April 24, 1972
FINANCIAL EQUITIES, LTD.
March 13, 1970 - October 25, 1972
FIDLER SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/9/1970
Registered Representative ExaminationCurrent Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
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