Matthew J. Stefan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew John Stefan was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 2 firms and has passed the Series 7 and Series 16 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2012 - May 14, 2014
COVARIANCE CAPITAL MANAGEMENT, INC.
September 22, 1999 - March 13, 2000
ABN AMRO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COVARIANCE CAPITAL MANAGEMENT, INC.
CRD#: 154984 / SEC#: 801-71843
Contact information
Red Flags
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