Fanning T. Oakley
Professional summary
Fanning Tucker Oakley IV, who also goes by F Tucker Oakley IV, is a registered financial advisor currently at OAKLEY CAPITAL GROUP located in Ladera Ranch, California.
Fanning is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Fanning has worked at 6 firms and has passed the Series 65, Series 63, Series 66, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Fanning Tucker Oakley IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2014 - Present
OAKLEY CAPITAL GROUP
May 5, 2006 - February 26, 2007
MCGLADREY CAPITAL MARKETS, LLC
March 12, 2001 - March 10, 2003
WEDBUSH SECURITIES INC.
July 29, 1996 - May 6, 1997
PACIFIC CONTINENTAL SECURITIES CORPORATION
January 29, 1996 - January 14, 1997
W.J. GALLAGHER & COMPANY, INC.
July 10, 1995 - December 1, 1995
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/29/2014)
Exams
Current Firm
OAKLEY CAPITAL GROUP
CRD#: 169427 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 5,800,000 |
Red Flags
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