Jason Watanabe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Watanabe, who also goes by Jason Jin Watanabe, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1997. Jason had worked at 8 firms and has passed the Series 63, SIE, Series 57, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2017 - August 4, 2017
T3 TRADING GROUP, LLC
March 6, 2009 - February 14, 2012
WEDBUSH SECURITIES INC.
July 7, 2000 - July 8, 2009
PACIFIC GROWTH EQUITIES, LLC
July 13, 1998 - October 11, 1999
HILLTOP SECURITIES INC.
March 5, 1998 - July 15, 1998
AMERIPRISE ADVISOR SERVICES, INC.
January 7, 1998 - February 25, 1998
C. M. BLAIR, W. O. FOSTER & CO., INC.
September 11, 1997 - November 7, 1997
HUDSON SECURITIES,INC.
March 10, 1997 - June 30, 1997
JONESTRADING
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/4/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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