Daron Rajber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daron Rajber, who also goes by Daron C Rajber, Daron Chaim Rajber, was a registered financial professional .
Daron is a previously registered financial professional and started their career in finance in 1996. Daron had worked at 15 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2018 - August 19, 2020
NETWORK 1 FINANCIAL SECURITIES INC.
August 9, 2018 - November 9, 2018
SW FINANCIAL
October 14, 2014 - August 25, 2016
NETWORK 1 FINANCIAL SECURITIES INC.
November 29, 2012 - September 23, 2014
BLACKBOOK CAPITAL, LLC
August 1, 2011 - December 7, 2012
OBSIDIAN FINANCIAL GROUP, LLC
February 22, 2010 - August 15, 2011
EKN FINANCIAL SERVICES INC.
May 1, 2008 - March 23, 2010
J.P. TURNER & COMPANY, L.L.C.
September 26, 2007 - April 21, 2008
CLARK DODGE & CO., INC.
April 9, 2007 - September 26, 2007
BROOKVILLE CAPITAL PARTNERS
November 2, 2006 - April 10, 2007
EMPIRE FINANCIAL GROUP, INC.
January 19, 2005 - March 17, 2006
CAPITAL GROWTH FINANCIAL, LLC
December 19, 2003 - February 16, 2005
GUNNALLEN FINANCIAL, INC
April 3, 2001 - December 18, 2003
HARRISON SECURITIES, INC.
September 29, 1999 - May 1, 2001
WEATHERLY SECURITIES CORPORATION
June 25, 1997 - October 19, 1999
TASIN & COMPANY, INC.
February 27, 1996 - May 27, 1997
H G I
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/7/2022
General Securities Representative ExaminationCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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