Sandy M. Galuppo

PUREFI WEALTH

BOSTON, MA 02109

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CRD#: 2630674

Professional summary

Sandy Michael Galuppo, who also goes by Sandy M Galuppo, is a registered financial advisor currently at PUREFI WEALTH, LLC located in Boston, Massachusetts.

Sandy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Sandy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sandy M Galuppo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandy Michael Galuppo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2023 - Present

PUREFI WEALTH, LLC

Office #1: 10 Post Office Square Suite 710, Boston, MA 02109

RIA

CRD#: 328459

BOSTON, MA

Past

June 13, 2019 - December 4, 2023

SVB WEALTH

RIA

CRD#: 172832

BOSTON, MA

Past

April 5, 2017 - April 17, 2017

WFS, LLC

CRD#: 116778

BOSTON, MA

Past

December 18, 1998 - October 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

September 28, 1995 - October 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PUREFI WEALTH, LLC

PUREFI WEALTH PARTNERS | PUREFI WEALTH, LLC

CRD#: 328459 / SEC#: 801-128976

RIA

Registered Investment Advisory firm - (10/30/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(12/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/17/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/1995

General Securities Representative Examination

Current Firm

PUREFI WEALTH, LLC

PUREFI WEALTH PARTNERS | PUREFI WEALTH, LLC

CRD#: 328459 / SEC#: 801-128976

RIA

Registered Investment Advisory firm - (10/30/2023 Approved)

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Contact information

Main Address

10 Post Office Square Suite 710, Boston, MA 02109

Mailing Address

Phone number

(617) 488-9320

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PUREFI ADV BROCHURE (6/17/2025)

Regulatory assets under management

Total Number of Accounts	334
AUM (Assets Under Management)	$ 262,472,650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sandy M. Galuppo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandy Michael Galuppo's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVB WEALTH

WFS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PUREFI WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2019

Series 63

Date: 8/31/1995

SIE

Date: 4/17/2017

Series 7

Date: 8/8/1995

Current Firm

PUREFI WEALTH, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PUREFI WEALTH, LLC

TRUST BUT VERIFY

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