Brian J. Nikulski
NIKULSKI FINANCIAL
Bettendorf, IA 52722
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CRD#: 2630600
Professional summary
Brian Jacob Nikulski, CFP®, who also goes by Bj Nikulski, is a registered financial advisor currently at NIKULSKI FINANCIAL, INC. located in Bettendorf, Iowa.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Brian has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
What are your service offerings?
Tax Planning
Employee and Employer Plan Ben...
Estate Planning
Retirement Income Management
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Corporate Executives
Estate & Generational Planning...
Financial Psychology/Coaching
High Net Worth Client Needs
Hourly
Investment Advice with Ongoing...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Bj Nikulski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MR. NIKULSKI HAS A 1% OWNERSHIP STAKE IN NEW INNOVATION, LLC. NEW INNOVATION LLC IS A REAL ESTATE HOLDING COMPANY AND MR. NIKULSKI DEVOTES APPROXIMATELY 1 HOUR PER MONTH TO THIS ACTIVITY. 2. MR. NIKULSKI OWNS 50% OF WHITETAIL TIMBER FARMS, LLC, A REAL ESTATE INVESTMENT COMPANY. MR. NIKULSKI DEVOTES APPROXIMATELY 1 HOUR PER MONTH TO THIS ACTIVITY. 3. MR. NIKULSKI IS A MEMBER OF THE BOARD OF SCOTT COUNTY CATHOLIC SCHOOLS. HE IS INVOLVED IN THE FINANCE COMMITTEE AND LEADS THE INVESTMENT SUB-COMMITTEE. MR. NIKULSKI SPENDS APPROXIMATELY 4 HOURS A MONTH ON THIS ACTIVITY. MR. NIKULSKI DOES NOT RECEIVE ANY COMPENSATION FOR THIS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Jacob Nikulski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
September 25, 2009 - Present
NIKULSKI FINANCIAL, INC.
Office #1: 4275 Ontario Drive, Bettendorf, IA 52722RIA
CRD#: 151569
Bettendorf, IA
Past
January 10, 2006 - October 21, 2009
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
DAVENPORT, IA
Past
January 6, 2006 - October 21, 2009
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
DAVENPORT, IA
Past
January 1, 1999 - January 6, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
DAVENPORT, IA
Past
September 19, 1995 - January 6, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 19, 1995 - January 6, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
DAVENPORT, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NIKULSKI FINANCIAL, INC.
NIKULSKI FINANCIAL, INC.
CRD#: 151569 / SEC#: 801-109933
RIA
Registered Investment Advisory firm - (2/8/2017 Approved)Colorado
Registered Investment Advisory firm - (2/16/2017 Terminated)Illinois
Registered Investment Advisory firm - (2/8/2017 Terminated)Iowa
Registered Investment Advisory firm - (2/14/2017 Terminated)Louisiana
Registered Investment Advisory firm - (2/13/2017 Terminated)Texas
Registered Investment Advisory firm - (2/13/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(9/25/2009)
IAR
Texas(9/25/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
NIKULSKI FINANCIAL, INC.
NIKULSKI FINANCIAL, INC.
CRD#: 151569 / SEC#: 801-109933
RIA
Registered Investment Advisory firm - (2/8/2017 Approved)Colorado
Registered Investment Advisory firm - (2/16/2017 Terminated)Illinois
Registered Investment Advisory firm - (2/8/2017 Terminated)Iowa
Registered Investment Advisory firm - (2/14/2017 Terminated)Louisiana
Registered Investment Advisory firm - (2/13/2017 Terminated)Texas
Registered Investment Advisory firm - (2/13/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4275 Ontario Drive, Bettendorf, IA 52722
Mailing Address
Phone number
(563) 344-0118
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,377 |
| AUM (Assets Under Management) | $ 370,467,092 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NIKULSKI FINANCIAL, INC.
CRD#: 151569Bettendorf, IA 52722TRUST BUT VERIFY
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