Christopher J. Horihan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Horihan was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2015 - October 12, 2015
BLACKBOOK CAPITAL, LLC
September 23, 2013 - July 18, 2014
BLACKBOOK CAPITAL, LLC
March 1, 2010 - December 12, 2012
BLACKBOOK CAPITAL, LLC
March 7, 2005 - February 13, 2008
BLACKBOOK CAPITAL, LLC
November 2, 1999 - July 12, 2005
MILLENNIUM BROKERAGE, L.L.C.
February 23, 1999 - November 22, 1999
THE KIRCHHOFF ORGANIZATION, LTD.
December 19, 1997 - February 1, 1999
ICAP/INVESTMENT SERVICES AND TRADING, LLC
May 2, 1997 - December 11, 1997
RUMSON CAPITAL, LLC
September 17, 1996 - April 14, 1997
CORTLANDT CAPITAL CORPORATION
July 14, 1995 - September 25, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/31/1999
Limited Representative-Equity Trader ExamCurrent Firm
BLACKBOOK CAPITAL, LLC
CRD#: 123234 / SEC#: , 8-65577
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OGELE, FRANKLIN IHENDU | CEO, PRESIDENT, FINOP, CCO | 2197820 |
| APEX HOMES, INC | MEMBER |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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